MF
Mark E. Fell
CETERA INVESTMENT ADVISERS LLC
MOUNT PLEASANT, SC 29464
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CRD#: 4407219
MF
Professional summary
Mark Edward Fell, AIF®, who also goes by Mark Fell, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Mount Pleasant, South Carolina and CETERA ADVISORS LLC located in Mount Pleasant, South Carolina.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Mark has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 25 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark Fell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: CONTE FELL ADVISORS ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 12/2020 ; POSITION/TITLE/RELATIONSHIP: CO-OWNER/REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: SERVICE SECURITIES AND FINANCIAL PLANNING ; (2) NAME OF OTHER BUSINESS: COMMUNITIES IN SCHOOLS; INVESTMENT RELATED: NO; ADDRESS: 1090 E MONTAGUE AVENUE, N CHARLESTON, SC 29405; NATURE OF BUSINESS: NON-PROFIT; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: BOARD DIRECTOR APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: DETERMINE POLICY RELATING TO NON-PROFITS OPERATIONS AND FUNDRAISING ACTIVITIES; (3) NAME OF OTHER BUSINESS: THE LATINX EXCHANGE CLUB OF CHARLESTON, SC; INVESTMENT RELATED: NO; ADDRESS: 2176 SAVANNAH HIGHWAY UNIT 109 CHARLESTON, SC 29414; NATURE OF BUSINESS: CIVIC SERVICE CLUB; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: MAINTAINING BOOKS & RECORDS, HANDLING ACCOUNTS PAYABLE AND RECEIVABL, BILLING AND BUDGETING; (4) NAME OF OTHER BUSINESS: LOWCOUNTRY FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 8/2007; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view Mark Edward Fell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1040 Ewall St, Mount Pleasant, SC 29464RIA
CRD#: 105644
MOUNT PLEASANT, SC
Current
February 25, 2011 - Present
CETERA ADVISORS LLC
Office #1: 1040 Ewall St, Mount Pleasant, SC 29464BD
CRD#: 10299
Mount Pleasant, SC
Past
March 1, 2011 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
MT PLEASANT, SC
Past
November 29, 2007 - February 28, 2011
NEW ENGLAND SECURITIES
RIA
CRD#: 615
CHARLESTON, SC
Past
July 16, 2007 - February 28, 2011
NEW ENGLAND SECURITIES
BD
CRD#: 615
CHARLESTON, SC
Past
March 13, 2002 - March 20, 2007
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Past
August 9, 2001 - March 13, 2002
SLL SECURITIES INC
BD
CRD#: 32859
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/21/2012)
RR
Colorado(4/3/2024)
RR
Florida(5/7/2021)
RR
Georgia(2/23/2024)
RR
Kentucky(7/16/2024)
RR
Maryland(2/25/2011)
RR
New Jersey(2/25/2011)
RR
New York(2/9/2024)
RR
North Carolina(4/24/2023)
RR
Ohio(12/16/2015)
RR
Oklahoma(3/6/2024)
RR
South Carolina(2/25/2011)
IAR
South Carolina(3/21/2024)
RR
Texas(2/25/2011)
IAR
Texas(3/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 25
Date: 9/14/1999
NYSE Trading Assistant ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
