David James Matulewicz
Professional Summary
David James Matulewicz, who also goes by Dave James Matulewicz, is a registered financial advisor currently at HOLOS INTEGRATED WEALTH located in Kennett Square, Pennsylvania. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dave James Matulewicz
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
HOLOS INTEGRATED WEALTH | HOLOS INTEGRATED WEALTH, LLC
Contact Information
Main Address
224 East Street Rd. Office B2ab, Kennett Square, PA 19348Phone Number
(484) 893-4599# of Employees
5SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
647AUM (Assets Under Management)
$233,097,307Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
HOLOS INTEGRATED WEALTH | HOLOS INTEGRATED WEALTH, LLC
State Registrations and Notice Filings
(3/18/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2005About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Sep 2015About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jun 2015About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view David James Matulewicz's CRS (Customer Relationship Summary).
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