David J. Matulewicz

HOLOS INTEGRATED WEALTH

Kennett Square, PA 19348

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CRD#: 4406746

Professional summary

David James Matulewicz, who also goes by Dave James Matulewicz, is a registered financial advisor currently at HOLOS INTEGRATED WEALTH located in Kennett Square, Pennsylvania.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave James Matulewicz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Raffa Financial Services Inc; not investment related; 1445 Research Blvd, Suite 340, Rockville, MD; insurance/benefits;1/2016; introduce services to clients 2)BKA Private Wealth Consultants; not investment related; 244 W. Water St, Suite 200, Elmira, NY 14901; insurance/outside GA;1/2016; working with this GA for a couple of years focusing on insurance business with our clients 3) Delta Consulting Partners, LLC; Investment Related; 224 East Street Road, Office B2AB, Kennett Square, PA 19348; Personal Services Company; Member; 1/2018; 0 hrs/month; 0 hrs during trading; services company to receive insurance payments

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Matulewicz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 18, 2024 - Present

HOLOS INTEGRATED WEALTH

Office #1: 224 East Street Rd. Office B2ab, Kennett Square, PA 19348

RIA

CRD#: 329884

Kennett Square, PA

Past

June 30, 2020 - May 1, 2024

ARKADIOS WEALTH ADVISORS

RIA

CRD#: 288863

Kennett Square, PA

Past

June 30, 2020 - December 31, 2023

ARKADIOS CAPITAL

CRD#: 282710

Kennett Square, PA

Past

January 15, 2016 - July 8, 2020

OSAIC ADVISORY SERVICES, LLC

RIA

CRD#: 171070

Exton, PA

Past

January 15, 2016 - July 8, 2020

TRIAD ADVISORS LLC

CRD#: 25803

Exton, PA

Past

February 6, 2006 - January 19, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WAYNE, PA

Past

January 17, 2006 - January 19, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WAYNE, PA

Past

May 26, 2005 - February 8, 2006

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOLOS INTEGRATED WEALTH

HOLOS INTEGRATED WEALTH | HOLOS INTEGRATED WEALTH, LLC

CRD#: 329884 / SEC#: 801-129668

RIA

Registered Investment Advisory firm - (3/13/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(3/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/3/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/7/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/25/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/21/2015

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/13/2015

General Securities Sales Supervisor - Options Module Examination

Current Firm

HOLOS INTEGRATED WEALTH

HOLOS INTEGRATED WEALTH | HOLOS INTEGRATED WEALTH, LLC

CRD#: 329884 / SEC#: 801-129668

RIA

Registered Investment Advisory firm - (3/13/2024 Approved)

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Contact information

Main Address

224 East Street Rd. Office B2ab, Kennett Square, PA 19348

Mailing Address

Phone number

(484) 893-4599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	560
AUM (Assets Under Management)	$ 173,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. Matulewicz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David James Matulewicz's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS WEALTH ADVISORS

ARKADIOS CAPITAL

OSAIC ADVISORY SERVICES, LLC

TRIAD ADVISORS LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

HOLOS INTEGRATED WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 2/3/2006

Series 63

Date: 6/7/2005

SIE

Date: 10/1/2018

Series 7

Date: 1/16/2006

Series 6

Date: 5/25/2005

Series 10

Date: 9/21/2015

Series 9

Date: 6/13/2015

Current Firm

HOLOS INTEGRATED WEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOLOS INTEGRATED WEALTH

TRUST BUT VERIFY

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