Joseph B. Dreyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Bauer Dreyer was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2001. Joseph had worked at 5 firms and has passed the Series 21 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 6, 2012 - August 10, 2012
GETCO SECURITIES, LLC
July 2, 2012 - July 24, 2014
VIRTU AMERICAS LLC
January 3, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
June 23, 2003 - January 3, 2011
KELLOGG CAPITAL MARKETS, LLC
June 4, 2001 - August 2, 2001
CJM SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 21
Date: 3/28/2005
NYSE Front Line Specialist ClerkSeries 25
Date: 9/2/2004
NYSE Trading Assistant ExaminationCurrent Firm
GETCO SECURITIES, LLC
CRD#: 151233 / SEC#: , 8-68352
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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