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HD

Harold A. Davidson

HAROLD DAVIDSON & ASSOCIATES
Los Angeles, CA 90067
Some features on this profile are disabled
CRD#: 4405926
HD

Professional summary

Harold Alan Davidson is a registered financial advisor currently at HAROLD DAVIDSON & ASSOCIATES INC located in Los Angeles, California.

Harold is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Harold has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harold Alan Davidson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 8, 2003 - Present

HAROLD DAVIDSON & ASSOCIATES INC

Office #1: 1801 Century Park East #2150, Los Angeles, CA 90067
RIA
CRD#: 110994
Los Angeles, CA
Past

July 8, 1997 - December 31, 2002

HAROLD DAVIDSON & ASSOCIATES INC

RIA
CRD#: 110994
LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HD
HAROLD DAVIDSON & ASSOCIATES INC
HAROLD DAVIDSON & ASSOCIATES INC

CRD#: 110994 / SEC#: 801-9752

RIA
Registered Investment Advisory firm - (2/24/1974 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/8/2003)
IAR
Louisiana
(3/28/2023)

Exams

Current Firm

HD
HAROLD DAVIDSON & ASSOCIATES INC
HAROLD DAVIDSON & ASSOCIATES INC

CRD#: 110994 / SEC#: 801-9752

RIA
Registered Investment Advisory firm - (2/24/1974 Approved)
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Contact information

Main Address
1801 Century Park East #2150, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 553-5551
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE 2021 (9/12/2025)

Regulatory assets under management

Total Number of Accounts430
AUM (Assets Under Management)$ 358,494,278

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAROLD DAVIDSON & ASSOCIATES INC

CRD#: 110994Los Angeles, CA 90067

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