John H. Blair
Professional summary
John Hughes Blair IV, who also goes by John Hughes Blair, is a registered financial professional currently at BTIG, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2001. John has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 25, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Hughes Blair IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2012 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022August 9, 2004 - February 9, 2012
MORGAN STANLEY & CO. LLC
May 30, 2001 - August 7, 2001
VAN DER MOOLEN SPECIALISTS USA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2012)
(2/27/2012)
(2/27/2012)
(2/27/2012)
(2/27/2012)
(2/27/2012)
(2/27/2012)
(2/27/2012)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/2/2004
Limited Representative-Equity Trader ExamSeries 25
Date: 11/4/2004
NYSE Trading Assistant ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
