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CF

Cara Fleckenstein

AGECROFT PARTNERS
Richmond, VA 23221-3211
Some features on this profile are disabled
CRD#: 4405471
CF

Professional summary

Cara Fleckenstein is a registered financial professional currently at AGECROFT PARTNERS, LLC located in Richmond, Virginia.

Cara is registered as a RR (Registered Representative) and started their career in finance in 2001. Cara has worked at 4 firms and has passed the Series 63, SIE, Series 50 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cara Fleckenstein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 27, 2012 - Present

AGECROFT PARTNERS, LLC

Office #1: 103 Canterbury Road, Richmond, VA 23221-3211
BD
CRD#: 139227
Richmond, VA
Past

January 13, 2010 - February 28, 2012

SELALU PARTNERS, LLC

BD
CRD#: 114664
APOLLO BEACH, FL
Past

August 22, 2002 - June 29, 2007

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
NEW YORK, NY
Past

July 10, 2001 - August 28, 2002

A.J. SLOANE & COMPANY, LLC

BD
CRD#: 47653
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/31/2018)
RR
Colorado
(7/31/2018)
RR
New York
(3/26/2012)
RR
Virginia
(2/27/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 8/27/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 50
Date: 5/10/2018
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 7/9/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AP
AGECROFT PARTNERS, LLC
AGECROFT PARTNERS, LLC

CRD#: 139227 / SEC#: , 8-67198

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
103 Canterbury Road, Richmond, VA 23221-3211
Mailing Address
103 Canterbury Road, Richmond, VA 23221-3211
Phone number
(804) 355-2082
Established
Virginia since 11/02/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
STEINBRUGGE, DONALD ALLENMANAGING MEMBER, CCO
STEINBRUGGE, PIA SEXTENPASSIVE MEMBER
RIP, OLGAFINOP, CFO, PFO, POO5440553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AGECROFT PARTNERS, LLC

CRD#: 139227Richmond, VA 23221-3211

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