MH
Michael J. Hubbert
CHRISTOPHER WEIL & COMPANY
San Diego, CA 92130
Some features on this profile are disabled
CRD#: 4405338
MH
Professional summary
Michael James Hubbert, CIMA® is a registered financial advisor currently at CHRISTOPHER WEIL & COMPANY, INC. located in San Diego, California.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 6 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE MEATPACKING DINER - PASSIVE INVESTOR SINCE 2005 A RESTAURANT IN THE MEATPACKING DISTRICT OF MANHATTAN. 1-2 HOURS PER YEAR.
PRADUX - PASSIVE INVESTOR SINCE 2010 IN AN INTERNET COMMERCE WEBSITE WHERE PEOPLE CAN BUY ITEMS BASED ON ITEMS OTHER PEOPLE HAVE SHARED ONLINE. 1-2 HOURS PER YEAR.
CRS (Client Relationship Summary) - RIA
Click below to view Michael James Hubbert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 23, 2016 - Present
CHRISTOPHER WEIL & COMPANY, INC.
Office #1: 11236 El Camino Real Suite 200, San Diego, CA 92130RIA
CRD#: 22090
San Diego, CA
Past
January 7, 2009 - July 30, 2014
QUAD CAPITAL, LLC
BD
CRD#: 148927
NEW YORK, NY
Past
April 21, 2008 - December 31, 2008
LIGHTHOUSE FINANCIAL GROUP, LLC
BD
CRD#: 103734
NEW YORK CITY, NY
Past
August 28, 2007 - April 15, 2008
G-2 TRADING,LLC
BD
CRD#: 44018
NEW YORK, NY
Past
November 7, 2002 - July 30, 2007
FIRST NEW YORK SECURITIES L.L.C.
BD
CRD#: 16362
NEW YORK, NY
Past
July 3, 2001 - August 13, 2001
BEAR WAGNER SPECIALISTS LLC
BD
CRD#: 32691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CHRISTOPHER WEIL & COMPANY, INC.
CHRISTOPHER WEIL & CO INC | THE WEIL COMPANY | ELL-CAP SECURITIES, INC | CHRISTOPHER WEIL & COMPANY, INC.
CRD#: 22090 / SEC#: 801-42757, 8-39523
RIA
Registered Investment Advisory firm - SEC (11/25/1992 Approved)BD
Terminated by SEC on 11/29/2015
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/23/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 2/7/2003
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CW
CHRISTOPHER WEIL & COMPANY, INC.
CHRISTOPHER WEIL & CO INC | THE WEIL COMPANY | ELL-CAP SECURITIES, INC | CHRISTOPHER WEIL & COMPANY, INC.
CRD#: 22090 / SEC#: 801-42757, 8-39523
RIA
Registered Investment Advisory firm - SEC (11/25/1992 Approved)BD
Terminated by SEC on 11/29/2015
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11236 El Camino Real Suite 200, San Diego, CA 92130
Mailing Address
Phone number
(858) 724-6040
Established
California since 03/04/1988
Firm type
Corporation
Fiscal year end
September
# of Employees
21
SEC notice filing (13 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CW-CW 2009 IRREVOCABLE TRUST | OWNER | |
| CW-KW 2009 IRREVOCABLE TRUST | OWNER | |
| CW-MW 2009 IRREVOCABLE TRUST | OWNER | |
| PW-CW 2009 IRREVOCABLE TRUST | OWNER | |
| PW-KW 2009 IRREVOCABLE TRUST | OWNER | |
| PW-MW 2009 IRREVOCABLE TRUST | OWNER | |
| GORDON, LAURA THERESA | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 1370406 |
| WEIL, CHRISTOPHER FRANCIS | CHAIRMAN, TREASURER | 461585 |
| WELLS, JOHN VIANNEY | PRESIDENT & CEO, COMPLIANCE OFFICER CORPORATE: SECRETARY | 2139802 |
Regulatory assets under management
| Total Number of Accounts | 1,515 |
| AUM (Assets Under Management) | $ 823,560,128 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/20/2025 | ||
| 02/26/2024 | ||
| 04/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
