Jerry L. Suver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Lynn Suver, who also goes by Jerry L Suver, was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1968. Jerry had worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2005 - August 3, 2022
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
February 28, 2005 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 28, 2005 - August 3, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 12, 1996 - February 8, 2005
G & W EQUITY SALES, INC.
March 3, 1994 - February 8, 2005
G & W EQUITY SALES, INC.
January 19, 1993 - September 21, 1993
WRP INVESTMENTS, INC.
November 3, 1989 - November 3, 1992
CENTURY INVESTORS OF AMERICA, INC.
March 1, 1983 - September 20, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 26, 1982 - February 17, 1983
LPL FINANCIAL LLC
December 1, 1980 - November 19, 1982
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
December 2, 1968 - February 7, 1973
FIRST CLEVELAND INVESTMENTS, INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 11/21/1968
Registered Representative ExaminationCurrent Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
