Katherine M. Flouton
Professional summary
Katherine Marie Flouton, who also goes by Katherine Marie Winn, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York and BROADSTONE SECURITIES located in Albany, New York.
Katherine is registered as a RR (Registered Representative) and started their career in finance in 2018. Katherine has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Katherine Marie Flouton's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 20, 2001 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207May 17, 2021 - Present
BROADSTONE SECURITIES
Office #1: 80 State Street, Albany, NY 12207Office #2: 80 State Street, Albany, NY 12207May 19, 2020 - December 2, 2020
BROADSTONE SECURITIES
February 15, 2018 - February 6, 2020
CABOT LODGE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(8/8/2001)
Exams
FINRA
Current Firm
BROADSTONE SECURITIES
CRD#: 101600 / SEC#: , 8-52094
Contact information
FINRA licenses (1 States and Territories)
Documents
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