Lawrence D. Cutler
Professional summary
Lawrence David Cutler is a registered financial professional currently at ARENA FINANCIAL SERVICES, LLC located in Purchase, New York.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 2002. Lawrence has worked at 6 firms and has passed the Series 63, Series 99TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence David Cutler's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2016 - Present
ARENA FINANCIAL SERVICES, LLC
Office #1: 2500 Westchester Ave. Suite 401, Purchase, NY 10577Office #2: 405 Lexington Avenue 59th Floor, New York, NY 10174Office #3: 405 Lexington Avenue 59th Floor, New York, NY, 10174May 14, 2013 - October 9, 2013
BRAVER STERN SECURITIES LLC
October 3, 2011 - March 20, 2012
MADISON AVENUE SECURITIES, LLC
April 10, 2008 - September 21, 2009
RESOURCIVE CAPITAL, LLC
October 7, 2005 - December 7, 2005
PEQUOT CAPITAL FINANCIAL SERVICES
June 19, 2002 - May 7, 2003
UBS ASSET MANAGEMENT (US) INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/19/2021)
(3/15/2021)
(3/21/2022)
(5/19/2021)
(3/30/2021)
(5/17/2021)
(6/2/2021)
(4/19/2021)
(3/15/2021)
(4/10/2021)
(4/28/2021)
(5/4/2021)
(4/26/2021)
(5/7/2021)
(10/17/2016)
(3/15/2021)
(5/24/2021)
(5/13/2021)
(4/29/2021)
(2/9/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ARENA FINANCIAL SERVICES, LLC
CRD#: 281709 / SEC#: , 8-69682
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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