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Crissel Lopez

Crissel Lopez

STRATEGIC ADVISERS LLC | Financial Consultant
PORTLAND, CT
Some features on this profile are disabled
CRD#: 4404443
Crissel Lopez

Professional summary

Crissel Lopez is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Portland, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in New Haven, Connecticut.

Crissel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Crissel has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Biography

As a Financial Consultant, my goal is to help my clients address their needs, goals and concerns by building a financial plan with them. I believe when clients have a plan that they feel comfortable and confident with, they are more likely to feel that they are better positioned to face the future.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Crissel Lopez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

University of Connecticut

Bachelor of Science (BS) - Marketing

1995

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 265 Church St One Century Tower, New Haven, CT 06510-7013
RIA
CRD#: 104555
PORTLAND, CT
Current

September 1, 2020 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 265 Church St One Century Tower, New Haven, CT 06510-7013
BD
CRD#: 7784
NEW HAVEN, CT
Past

September 16, 2020 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
NEW HAVEN, CT
Past

August 29, 2017 - August 17, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA
CRD#: 20472
HAMDEN, CT
Past

August 29, 2017 - August 17, 2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
HAMDEN, CT
Past

March 2, 2016 - August 16, 2017

GLOBAL PORTFOLIO STRATEGIES, INC.

RIA
CRD#: 105812
Hartford, CT
Past

July 15, 2013 - August 16, 2017

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

BD
CRD#: 18353
HARTFORD, CT
Past

June 19, 2007 - July 10, 2013

AST INVESTMENT SERVICES, INC.

RIA
CRD#: 108897
SHELTON, CT
Past

June 18, 2007 - July 10, 2013

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

BD
CRD#: 21570
SHELTON, CT
Past

June 29, 2006 - April 20, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
ENGLEWOOD, FL
Past

June 19, 2006 - April 20, 2007

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ENGLEWOOD, FL
Past

October 20, 2004 - July 13, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA
CRD#: 16361
NEW HAVEN, CT
Past

October 20, 2004 - July 13, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

August 19, 2004 - October 20, 2004

QUICK & REILLY, INC.

RIA
CRD#: 11217
CLINTON, CT
Past

May 24, 2004 - October 20, 2004

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

January 28, 2002 - May 6, 2004

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

June 27, 2001 - September 24, 2001

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/4/2021)
RR
Colorado
(6/4/2021)
RR
Connecticut
(9/1/2020)
IAR
Connecticut
(3/31/2025)
RR
Delaware
(4/9/2021)
RR
District of Columbia
(3/4/2022)
RR
Florida
(9/28/2020)
RR
Georgia
(2/12/2021)
RR
Illinois
(5/3/2024)
RR
Kentucky
(6/4/2021)
RR
Massachusetts
(3/11/2021)
RR
New Hampshire
(2/22/2021)
RR
New Jersey
(4/9/2021)
RR
New York
(9/28/2020)
RR
North Carolina
(4/9/2021)
RR
Pennsylvania
(2/12/2021)
RR
Rhode Island
(3/11/2021)
RR
South Carolina
(8/13/2021)
RR
Texas
(3/4/2022)
IAR
Texas
(3/31/2025)
RR
Vermont
(1/4/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/17/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/10/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/7/2004
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/26/2001
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

Financial ConsultantCRD#: 104555Portland, CT

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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