Brian P. Cline
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Philip Cline, CFP® was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2001. Brian had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
April 10, 2024 - January 5, 2026
COOKSON PEIRCE WEALTH MANAGEMENT
July 12, 2023 - April 1, 2024
CITIZENS SECURITIES, INC.
July 12, 2023 - April 1, 2024
CITIZENS SECURITIES, INC.
February 7, 2023 - July 24, 2023
TLG ADVISORS, INC.
February 7, 2023 - July 24, 2023
THE LEADERS GROUP, INC.
August 4, 2022 - January 17, 2023
LPL FINANCIAL LLC
August 3, 2022 - January 17, 2023
LPL FINANCIAL LLC
July 21, 2016 - November 12, 2021
ALLSTATE FINANCIAL ADVISORS, LLC
July 21, 2016 - November 12, 2021
ALLSTATE FINANCIAL SERVICES, LLC
February 13, 2015 - May 26, 2016
NATIONWIDE SECURITIES, LLC
January 12, 2012 - February 2, 2015
NATIONWIDE SECURITIES, LLC
May 27, 2008 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
May 27, 2008 - May 26, 2016
NATIONWIDE SECURITIES, LLC
April 13, 2006 - July 26, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
June 5, 2001 - May 19, 2008
NATIONWIDE INVESTMENT SERVICES CORPORATION
Primary Firm SEC Registration
COOKSON PEIRCE WEALTH MANAGEMENT
CRD#: 110729 / SEC#: 801-21341
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COOKSON PEIRCE WEALTH MANAGEMENT
CRD#: 110729 / SEC#: 801-21341
Contact information
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,347 |
| AUM (Assets Under Management) | $ 2,323,321,323 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2024 | ||
| 12/28/2023 | ||
| 01/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
