MO
Michael A. Orecchio
NORTHBRIDGE FINANCIAL GROUP
TAMPA, FL 33607
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CRD#: 4404384
MO
Professional summary
Michael Anthony Orecchio, who also goes by Michael A Orecchio, is a registered financial advisor currently at NORTHBRIDGE FINANCIAL GROUP, LLC located in Tampa, Florida and LPL FINANCIAL LLC located in Tampa, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael A Orecchio
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/24/2014 - Northbridge Financial Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 12/26/2014 - 5 Hours Per Month During Securities Trading. 2. 12/18/2015 - Northbridge Financial Group LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/10/2014 - 40 Hours Per Month During Securities Trading. 3. 12/24/2015 - Northbridge Financial Group LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Owner - Start Date: 03/17/2015 - 5 Hours Per Month During Securities Trading 4. 10/6/2020 - Northbridge Financial Group, LLC. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Licensed Admin. - Start Date: 10/01/2020 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Northbridge Financial Group, LLC, an independent investment advisor firm. I started this business activity in 10/2020. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 07/16/2024 - Michael Orecchio - Real Estate Rental - Investment Related - Tampa, FL - Start Date 08/01/2024 - 1 Hour Per Month/ 0 Hours During Trading 6. 09/11/2024 - Other - Soccer Referee - Not Investment Related - FL - Start Date 09/28/2024 - 10 Hours Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Michael Anthony Orecchio's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 29, 2020 - Present
NORTHBRIDGE FINANCIAL GROUP, LLC
Office #1: 4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607RIA
CRD#: 310394
TAMPA, FL
Current
October 10, 2014 - Present
LPL FINANCIAL LLC
Office #1: 4300 W. Cypress St. Suite 370, Tampa, FL 33607RIA
BD
CRD#: 6413
TAMPA, FL
Past
October 13, 2014 - October 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
TAMPA, FL
Past
August 22, 2014 - October 14, 2014
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
TAMPA, FL
Past
August 2, 2001 - October 14, 2014
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NF
NORTHBRIDGE FINANCIAL GROUP, LLC
NORTHBRIDGE FINANCIAL GROUP, LLC
CRD#: 310394 / SEC#: 801-119466
RIA
Registered Investment Advisory firm - (9/14/2020 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/8/2017)
RR
Colorado(11/30/2018)
RR
Connecticut(10/16/2018)
RR
Delaware(1/8/2021)
RR
Florida(10/10/2014)
IAR
Florida(9/29/2020)
RR
Georgia(2/9/2024)
RR
Illinois(7/19/2016)
RR
Indiana(3/20/2023)
RR
Maryland(8/26/2016)
RR
Michigan(3/22/2024)
RR
New Jersey(9/29/2016)
RR
New York(6/10/2019)
RR
North Carolina(5/23/2023)
RR
Ohio(2/11/2024)
RR
Pennsylvania(11/9/2017)
RR
Tennessee(1/25/2021)
RR
Texas(4/17/2019)
IAR
Texas(8/3/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NF
NORTHBRIDGE FINANCIAL GROUP, LLC
NORTHBRIDGE FINANCIAL GROUP, LLC
CRD#: 310394 / SEC#: 801-119466
RIA
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Contact information
Main Address
4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607
Mailing Address
Phone number
(813) 877-8000
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,200 |
| AUM (Assets Under Management) | $ 305,604,820 |
Red Flags
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Company Information
NORTHBRIDGE FINANCIAL GROUP, LLC
CRD#: 310394Tampa, FL 33607TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
