Mouzzam A. Abbasi
Professional summary
Mouzzam A Abbasi, who also goes by Maouzzam Ali Abbasi, Mouzzam Ali Abbasi, is a registered financial professional currently at GLOBALINK SECURITIES, INC. located in Monrovia, California.
Mouzzam is registered as a RR (Registered Representative) and started their career in finance in 2001. Mouzzam has worked at 13 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mouzzam A Abbasi's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2025 - Present
GLOBALINK SECURITIES, INC.
Office #1: 185 W Chestnut Ave,, Monrovia, CA 91016December 13, 2022 - September 30, 2024
ALLSTATE FINANCIAL ADVISORS, LLC
December 8, 2022 - September 30, 2024
ALLSTATE FINANCIAL SERVICES, LLC
November 2, 2018 - December 21, 2020
SEQUENT PLANNING, LLC
March 21, 2017 - June 19, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 21, 2017 - June 19, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
December 5, 2014 - January 19, 2017
PARK AVENUE SECURITIES LLC
December 2, 2014 - January 19, 2017
PARK AVENUE SECURITIES LLC
July 17, 2014 - November 11, 2014
OSAIC SERVICES, INC.
July 15, 2014 - November 11, 2014
OSAIC SERVICES, INC.
December 13, 2012 - January 27, 2014
PRUCO SECURITIES, LLC.
December 13, 2012 - January 27, 2014
PRUCO SECURITIES, LLC.
September 15, 2011 - December 3, 2012
QUEST CAPITAL STRATEGIES, INC.
July 18, 2011 - December 3, 2012
QUEST CAPITAL STRATEGIES, INC.
August 29, 2003 - September 18, 2009
WADDELL & REED
August 29, 2003 - September 18, 2009
WADDELL & REED
August 2, 2002 - February 24, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
June 21, 2002 - February 24, 2003
IDS LIFE INSURANCE COMPANY
June 21, 2002 - February 24, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
July 13, 2001 - January 8, 2002
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2025)
Exams
FINRA
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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