AM
Angel R. Martinez
HAMILTON EXECUTIONS LLC
New York, NY 10005
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CRD#: 4404169
AM
Professional summary
Angel R Martinez is a registered financial professional currently at HAMILTON EXECUTIONS LLC located in New York, New York.
Angel is registered as a RR (Registered Representative) and started their career in finance in 2003. Angel has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Angel R Martinez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2006 - Present
HAMILTON EXECUTIONS LLC
Office #1: 11 Wall Street, New York, NY 10005BD
CRD#: 127653
New York, NY
Past
October 15, 2003 - March 10, 2005
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
SRO Registrations
RR
NYSE American LLC
Current Firm
HE
HAMILTON EXECUTIONS LLC
HAMILTON EXECUTIONS L.L.C. | R.A.P. EXECUTIONS LLC | HAMILTON EXECUTIONS LLC
CRD#: 127653 / SEC#: , 8-66025
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
11 Wall Street, New York, NY 10005
Mailing Address
11 Wall Street, New York, NY 10005
Phone number
(212) 306-2101
Established
Delaware since 06/23/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FCF GROUP INTERMEDIATE HOLDINGS II LLC | OWNER | |
| FUNARO, JOSEPH NMN | OWNER-GSP | 4340219 |
| PALADINO, ARTHUR NMN | OWNER - GSP | 1927987 |
| RUSH, DAVID ELLIOT | OWNER | 2889292 |
| VENTO, ANDREW PAUL | OWNER | 5153789 |
| POSTREL, HELENE BERSON | FINOP | 2240945 |
| VORA, ANISH M | CHIEF EXECUTIVE OFFICER | 5466748 |
| WONG, WILLIE L | CHIEF COMPLIANCE OFFICER | 4170997 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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