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Janet Dieckmann

CRD# 4404152·Registered 2004 - 2012
Previously Registered: Being a previously registered professional could mean that Janet is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Janet Dieckmann, who also goes by Janet Flannery, Janet Freiberg, was a registered financial advisor. Janet was a previously registered financial professional and started their career in finance 2004 - 2012. Janet had worked at 1 firm.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Janet Flannery, Janet Freiberg

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

8 years in the financial services industry

Current & Past Employments

HAMILTON EXECUTIONS LLC·CRD# 127653
BD
Red Bank, NJ
January 30, 2004 - July 17, 2012

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Current Firm

HE
HAMILTON EXECUTIONS LLC

HAMILTON EXECUTIONS L.L.C. | R.A.P. EXECUTIONS LLC | HAMILTON EXECUTIONS LLC

CRD#: 127653 / SEC#: 8-66025
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

11 Wall Street, New York, NY 10005

Mailing Address

11 Wall Street, New York, NY 10005

Phone Number

(212) 306-2101

Established

Delaware since 06/23/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FCF GROUP INTERMEDIATE HOLDINGS II LLCOWNER—
FUNARO, JOSEPH NMNOWNER-GSP4340219
PALADINO, ARTHUR NMNOWNER - GSP1927987
RUSH, DAVID ELLIOTOWNER2889292
VENTO, ANDREW PAULOWNER5153789
POSTREL, HELENE BERSONFINOP2240945
VORA, ANISH MCHIEF EXECUTIVE OFFICER5466748
WONG, WILLIE LCHIEF COMPLIANCE OFFICER4170997

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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