Michael W. Kochman

BTIG

New York, NY 10022

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CRD#: 4404110

Professional summary

Michael Warner Kochman, who also goes by Michael Warner Kochman, Warner Kochman, is a registered financial advisor currently at BTIG, LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael Warner Kochman | Warner Kochman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Warner Kochman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 21, 2025 - Present

BTIG, LLC

Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022

CRD#: 122225

New York, NY

Past

June 21, 2024 - August 1, 2024

BLAYLOCK VAN, LLC

CRD#: 145317

Boulder, CO

Past

September 1, 2018 - November 18, 2022

BMO CAPITAL MARKETS CORP.

CRD#: 16686

DENVER, CO

Past

June 20, 2013 - September 1, 2018

KGS-ALPHA CAPITAL MARKETS, L.P.

CRD#: 151705

SUMMIT, NJ

Past

July 22, 2009 - June 28, 2013

MEMPHIS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 134522

MEMPHIS, TN

Past

October 2, 2008 - June 24, 2013

AUSTIN ATLANTIC CAPITAL INC.

CRD#: 43981

MEMPHIS, TN

Past

February 1, 2007 - August 27, 2008

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ATLANTA, GA

Past

February 22, 2005 - January 29, 2007

TRUIST SECURITIES, INC.

CRD#: 6271

MEMPHIS, TN

Past

August 5, 2003 - February 22, 2005

NBC CAPITAL MARKETS GROUP, INC.

CRD#: 18229

MEMPHIS, TN

Past

August 20, 2002 - August 25, 2003

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/23/2025)

Alaska
(4/28/2025)

Arizona
(4/22/2025)

Arkansas
(5/5/2025)

California
(4/21/2025)

Colorado
(4/22/2025)

Connecticut
(4/22/2025)

Delaware
(4/23/2025)

District of Columbia
(4/24/2025)

Florida
(4/22/2025)

Georgia
(4/23/2025)

Hawaii
(4/23/2025)

Idaho
(4/22/2025)

Illinois
(4/29/2025)

Indiana
(6/30/2025)

Iowa
(4/28/2025)

Kansas
(4/22/2025)

Kentucky
(4/24/2025)

Louisiana
(4/22/2025)

Maine
(4/22/2025)

Maryland
(5/7/2025)

Massachusetts
(5/20/2025)

Michigan
(4/24/2025)

Minnesota
(4/22/2025)

Mississippi
(5/15/2025)

Missouri
(4/22/2025)

Montana
(4/25/2025)

Nebraska
(4/22/2025)

Nevada
(4/22/2025)

New Hampshire
(4/22/2025)

New Jersey
(4/25/2025)

New Mexico
(4/23/2025)

New York
(4/24/2025)

North Carolina
(4/23/2025)

North Dakota
(4/28/2025)

Ohio
(4/22/2025)

Oklahoma
(4/23/2025)

Oregon
(4/27/2025)

Pennsylvania
(4/23/2025)

Puerto Rico
(5/5/2025)

Rhode Island
(4/23/2025)

South Carolina
(4/24/2025)

South Dakota
(4/22/2025)

Tennessee
(4/28/2025)

Texas
(4/21/2025)

Utah
(4/22/2025)

Vermont
(4/22/2025)

Virgin Islands
(6/20/2025)

Virginia
(4/23/2025)

Washington
(4/22/2025)

West Virginia
(5/1/2025)

Wisconsin
(4/23/2025)

Wyoming
(4/22/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/20/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/29/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2002

General Securities Representative Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MEMX LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

BTIG, LLC

BASS TRADING, LLC | BTIG, LLC | BTIG ELECTRONIC TRADING | BAYPOINT TRADING, LLC

CRD#: 122225 / SEC#: , 8-65473

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Mailing Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Phone number

(415) 248-2200

Established

Delaware since 06/05/2002

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CONDOR TRADING LP	MANAGER/MEMBER
CZEPIEL, KYLE ROBERT	CHIEF OPERATING OFFICER	2360785
ENDRES, BRIAN KENNETH	CFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	2673131
HAMILTON, AUSTIN	CHIEF COMPLIANCE OFFICER	2592315
LEROY, ANTON MAURICE	CHIEF EXECUTIVE OFFICER	2862204

Disclosures

Regulatory Event	11
Civil Event	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael W. Kochman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Warner Kochman's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLAYLOCK VAN, LLC

BMO CAPITAL MARKETS CORP.

KGS-ALPHA CAPITAL MARKETS, L.P.

MEMPHIS CAPITAL MANAGEMENT, LLC

AUSTIN ATLANTIC CAPITAL INC.

RAYMOND JAMES & ASSOCIATES, INC.

TRUIST SECURITIES, INC.

NBC CAPITAL MARKETS GROUP, INC.

FIFTH THIRD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/20/2009

Series 63

Date: 8/29/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2002

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

MEMX LLC

NYSE Arca, Inc.

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

BTIG, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BTIG, LLC

TRUST BUT VERIFY

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