John R. Olk

NORTH SHORE INVESTMENT ADVISORS

Neenah, WI 54956

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CRD#: 4402925

Professional summary

John Richard Olk is a registered financial advisor currently at NORTH SHORE INVESTMENT ADVISORS, LLC located in Neenah, Wisconsin.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. John has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ANTIGO-BASS LAKE INVESTORS LLC LOCATED AT W10650 BASS LAKE ROAD, DEERBROOK, WI 54414 AS A SHAREHOLDER. WORKING 1 HOURS PER MONTH OUTSIDE OF SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Olk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2013 - Present

NORTH SHORE INVESTMENT ADVISORS, LLC

Office #1: 110 W. Wisconsin Ave, Neenah, WI 54956

RIA

CRD#: 168208

Neenah, WI

Past

February 28, 2012 - August 5, 2013

OARSMAN CAPITAL, INC

RIA

CRD#: 109993

NEEHAH, WI

Past

February 9, 2012 - December 21, 2012

EAGLE ONE INVESTMENTS, LLC

RIA

CRD#: 45254

NEENAH, WI

Past

February 7, 2012 - December 21, 2012

EAGLE ONE INVESTMENTS, LLC

CRD#: 45254

NEENAH, WI

Past

May 5, 2005 - January 3, 2012

CARL M. HENNIG, INC.

CRD#: 140

OSHKOSH, WI

Past

November 18, 2003 - May 3, 2005

CAPITAL FINANCIAL SERVICES, INC.

CRD#: 8408

MINOT, ND

Past

June 14, 2001 - December 16, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(7/9/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/22/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/13/2001

General Securities Representative Examination

Current Firm

NORTH SHORE INVESTMENT ADVISORS, LLC

CRD#: 168208 / SEC#:

Wisconsin

Registered Investment Advisory firm - (7/9/2013 Approved)

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Contact information

Main Address

110 W. Wisconsin Ave, Neenah, WI 54956

Mailing Address

Phone number

(920) 886-0505

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 18,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John R. Olk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Richard Olk's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH SHORE INVESTMENT ADVISORS, LLC

OARSMAN CAPITAL, INC

EAGLE ONE INVESTMENTS, LLC

EAGLE ONE INVESTMENTS, LLC

CARL M. HENNIG, INC.

CAPITAL FINANCIAL SERVICES, INC.

ROBERT W. BAIRD & CO. INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 6/22/2001

Series 7

Date: 6/13/2001

Current Firm

NORTH SHORE INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTH SHORE INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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