DS
Drew C. Schmidt
EAGLE STRATEGIES LLC
MELVILLE, NY 11747
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CRD#: 4402600
DS
Professional summary
Drew Christopher Schmidt is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Melville, New York and NYLIFE SECURITIES LLC located in Melville, New York.
Drew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Drew has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 25 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[BROKERING NON-REGISTERED PRODUCTS WITH OUTSIDE CARRIERS D/B/A RSA FINANCIAL GROUP] [INVESTMENT ADVISER REPRESENTATIVE AFFILIATED WITH EAGLE STRATEGIES LLC] [BROKERING NON-REGISTERED PRODUCTS WITH OUTSIDE CARRIERS] [Centerport United Methodist Church; Head of the finance committee. The role simply reviews the financial budget for the church. There are 10 members on the committee including myself.; 97 Little Neck Rd. Centerport NY 11721; Start Date 06/2018; Role/Title: Volunteer; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF WEALTH CONSERVATION GROUP, INC. FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; MELVILLE, NY; START DATE: 10/2022]
CRS (Client Relationship Summary) - RIA
Click below to view Drew Christopher Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2021 - Present
EAGLE STRATEGIES LLC
Office #1: 520 Broad Hollow Rd., Melville, NY 11747RIA
CRD#: 110826
MELVILLE, NY
Current
August 18, 2003 - Present
NYLIFE SECURITIES LLC
Office #1: 520 Broad Hollow Rd., Melville, NY 11747BD
CRD#: 5167
Melville, NY
Past
October 19, 2001 - January 31, 2003
LABRANCHE & CO. LLC
BD
CRD#: 32661
NEW YORK, NY
Past
May 23, 2001 - October 24, 2001
BOCKLET & COMPANY, LLC
BD
CRD#: 45455
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/1/2008)
RR
Colorado(6/18/2019)
RR
Connecticut(2/29/2012)
RR
Delaware(1/3/2013)
RR
District of Columbia(1/6/2012)
RR
Florida(7/18/2005)
RR
Georgia(11/1/2019)
RR
Maine(8/18/2010)
RR
Maryland(6/18/2019)
RR
Massachusetts(1/3/2013)
RR
Minnesota(7/21/2022)
RR
New Hampshire(3/2/2011)
RR
New Jersey(10/7/2003)
RR
New York(8/25/2003)
IAR
New York(8/7/2021)
RR
North Carolina(2/19/2016)
RR
Oregon(9/24/2021)
RR
Pennsylvania(3/1/2010)
RR
South Carolina(1/6/2017)
RR
Texas(1/3/2013)
IAR
Texas(10/18/2021)
RR
Virginia(2/22/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/21/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 25
Date: 12/11/2001
NYSE Trading Assistant ExaminationSRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
