Hilary J. Booth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hilary Janet Booth, who also goes by Hilary J Booth, Hilary Janet Hothersall, was a registered financial professional .
Hilary is a previously registered financial professional and started their career in finance in 2001. Hilary had worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2016 - December 31, 2016
FIRST HEARTLAND CAPITAL, INC.
August 24, 2011 - October 31, 2014
EQUITY SERVICES, INC.
August 24, 2011 - October 31, 2014
EQUITY SERVICES, INC.
April 26, 2011 - August 15, 2011
EAGLE STRATEGIES LLC
July 10, 2006 - August 15, 2011
NYLIFE SECURITIES LLC
March 17, 2004 - May 8, 2006
FSC SECURITIES CORPORATION
June 12, 2001 - October 22, 2003
THE ADVISORS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
