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SL

Stephen W. Lehner

LEHNER CAPITAL
LAKEVILLE, CT
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CRD#: 4401629
SL
Stephen Walter LehnerLEHNER CAPITAL

Professional summary

Stephen Walter Lehner is a registered financial advisor currently at LEHNER CAPITAL, LLC located in Lakeville, Connecticut and BA SECURITIES, LLC located in W. Conshohocken, Pennsylvania.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Stephen has worked at 3 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

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CRS (Client Relationship Summary) - RIA

Click below to view Stephen Walter Lehner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 25, 2026 - Present

LEHNER CAPITAL, LLC

RIA
CRD#: 340977
LAKEVILLE, CT
Current

January 27, 2025 - Present

BA SECURITIES, LLC

Office #1: Four Tower Bridge 200 Barr Harbor Drive, Suite 400, W. Conshohocken, PA 19428
BD
CRD#: 153489
W. CONSHOHOCKEN, PA
Past

July 10, 2002 - March 25, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(2/11/2025)
IAR
Connecticut
(6/25/2026)
RR
Pennsylvania
(2/11/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/11/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 1/27/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 1/2/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/9/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LEHNER CAPITAL, LLC
LEHNER CAPITAL, LLC

CRD#: 340977 / SEC#:

Connecticut
Registered Investment Advisory firm - (6/25/2026 Approved)
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Contact information

Main Address
Lakeville, CT
Mailing Address
Phone number
(646) 438-3470
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEHNER CAPITAL, LLC

CRD#: 340977Lakeville, CT

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