Roberto J. Keeton
Professional summary
Roberto Javier Keeton, who also goes by Rob J Keeton, is a registered financial professional currently at DINOSAUR FINANCIAL GROUP, L.L.C located in New York, New York.
Roberto is registered as a RR (Registered Representative) and started their career in finance in 2003. Roberto has worked at 2 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roberto Javier Keeton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2009 - Present
DINOSAUR FINANCIAL GROUP, L.L.C
Office #1: 33 Whitehall Street #1102, New York, NY 10004April 23, 2003 - August 27, 2009
J.P. TURNER & COMPANY, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/29/2010)
(10/20/2009)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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