Kevin Mccullough

TCBI SECURITIES

Dallas, TX 75201

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CRD#: 4401335

Professional summary

Kevin Mccullough is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2001. Kevin has worked at 5 firms and has passed the Series 63, Series 22TO, Series 82TO, Series 99TO, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Mccullough's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2022 - Present

TCBI SECURITIES, INC.

Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201

CRD#: 313304

Dallas, TX

Past

March 23, 2015 - April 19, 2018

BBVA SECURITIES INC.

CRD#: 27060

DENVER, CO

Past

March 1, 2011 - January 29, 2015

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

March 15, 2010 - July 23, 2010

MOUNTAINVIEW SECURITIES, LLC

CRD#: 7882

DENVER, CO

Past

September 24, 2004 - December 31, 2009

MOUNTAINVIEW SECURITIES, LLC

CRD#: 7882

NEW YORK, NY

Past

June 8, 2004 - September 14, 2004

MOUNTAINVIEW SECURITIES, LLC

CRD#: 7882

DENVER, CO

Past

August 3, 2001 - May 26, 2004

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(11/15/2022)

Texas
(5/19/2023)

Exams

State Security Law Exam

Series 63

Date: 12/9/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 82TO

Date: 1/2/2023

Limited Representative-Private Securities Offerings

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 4/19/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TCBI SECURITIES, INC.

TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.

CRD#: 313304 / SEC#: , 8-70682

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Mailing Address

2000 Mckinney Avenue Suite 700, Dallas, TX 75201

Phone number

(214) 932-6671

Established

Texas since 03/03/2021

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TEXAS CAPITAL BANCSHARES, INC.	OWNER
ALVARADO, ANNA MARIA	DIRECTOR	4433966
COLPITTS, JOEL BRIAN	PRINCIPAL FINANCIAL OFFICER AND FIN/OP	2376942
GENYK, STEVEN	MUNICIPAL SECURITIES PRINCIPAL	2324120
HOLMES, ROBERT C	DIRECTOR	2948416
HOVERMAN, DANIEL STEPHENS	DIRECTOR, PRESIDENT	5281289
OMAN, DAVID	DIRECTOR	5685397
RIVERA, JASON	CHIEF COMPLIANCE OFFICER	5010925
SCURLOCK, JOHN MATTHEW	DIRECTOR	7521986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin Mccullough

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Mccullough's CRS (Customer Relationship Summary).

Certified licenses

Experience

BBVA SECURITIES INC.

CIBC WORLD MARKETS CORP.

MOUNTAINVIEW SECURITIES, LLC

MOUNTAINVIEW SECURITIES, LLC

MOUNTAINVIEW SECURITIES, LLC

BANC OF AMERICA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/2022

Series 22TO

Date: 1/2/2023

Series 82TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 6TO

Date: 1/2/2023

SIE

Date: 4/19/2018

Series 7

Date: 7/30/2001

FINRA

Current Firm

TCBI SECURITIES, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TCBI SECURITIES, INC.

TRUST BUT VERIFY

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