Jeffrey P. Solla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Phillip Solla was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2001. Jeffrey had worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2019 - July 29, 2021
HOLD BROTHERS CAPITAL LLC
May 12, 2011 - July 21, 2011
WTS PROPRIETARY TRADING GROUP LLC
November 2, 2009 - May 18, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
April 16, 2009 - October 21, 2009
TAFFERER TRADING, LLC
July 27, 2007 - October 13, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC
January 26, 2005 - March 1, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
November 19, 2002 - October 16, 2003
LIGHTSPEED PROFESSIONAL TRADING LLC
August 27, 2002 - September 24, 2002
SCHONFELD SECURITIES, LLC
July 27, 2001 - September 4, 2002
BROADWAY TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 12/2/2019
Securities Trader ExamSeries 55
Date: 3/1/2005
Limited Representative-Equity Trader ExamCurrent Firm
HOLD BROTHERS CAPITAL LLC
CRD#: 151864 / SEC#: , 8-68404
Contact information
FINRA licenses (5 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLDSOFTWARE.COM INC. | CLASS B MEMBER | |
| HOLD, GREGORY FRANCIS | CEO AND MANAGING MEMBER | 2169408 |
| HOLD TECHNOLOGIES, LLC | CLASS H MEMBER | |
| BARTON, ZEINA SOLANGE | FINOP | 5955936 |
| LESSICK, ILAN | EVP - FINANCE, OPERATIONS & COMPLIANCE | 4192324 |
| RICCA, ROBERT J | CHIEF COMPLIANCE OFFICER/AMLCO/TRADING & RISK MANAGER/RETAIL MANAGER | 1658885 |
| ROWE, GREGORY MICHAEL | COMPLIANCE OFFICER | 2559751 |
| ZAFIRIS, TOM | SVP - OPERATIONS | 1337844 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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