Michael C. Cooper
Professional summary
Michael Charles Craufurd Cooper, who also goes by Michael Charles C Cooper, is a registered financial professional currently at SEB SECURITIES, INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 10 firms and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Charles Craufurd Cooper's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2021 - Present
SEB SECURITIES, INC.
Office #1: 66 Hudson Boulevard 28th Floor, New York, NY, 10001April 12, 2021 - October 29, 2025
CARNEGIE, INC.
July 1, 2019 - October 21, 2021
DANSKE MARKETS INC.
May 3, 2019 - July 11, 2019
HSBC SECURITIES (USA) INC.
June 29, 2018 - April 24, 2019
DANSKE MARKETS INC.
July 25, 2017 - November 5, 2018
HAITONG INTERNATIONAL SECURITIES (USA) INC.
September 28, 2016 - April 5, 2017
HAITONG SECURITIES USA LLC
May 23, 2011 - September 5, 2014
BRICKELL GLOBAL MARKETS, INC.
September 1, 2009 - May 6, 2011
ABG SUNDAL COLLIER INC.
November 12, 2004 - January 13, 2009
NOMURA SECURITIES INTERNATIONAL, INC.
November 8, 2001 - March 25, 2004
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
SEB SECURITIES, INC.
CRD#: 23710 / SEC#: , 8-40644
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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