AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
DT

David Alan Tews

CETERA WEALTH SERVICES
OMAHA, NE
·CRD# 4399795·25 years experience

Professional Summary

David Alan Tews, who also goes by Dave Tews, is a registered financial advisor currently at CETERA WEALTH SERVICES, LLC located in Omaha, Nebraska. David is registered as a RR (Registered Representative) and started their career in finance in 2001. David has worked at 7 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53, Series 24, Series 10 and Series 9 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dave Tews

Blog Corner

Similar Advisors

Byron O Smith
Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Byron O Smith
Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Byron O Smith
Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Byron O Smith
Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Years of Experience

25 years in the financial services industry

Current & Past Employments

CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
14600 Branch Street, Omaha, NE 68154
July 30, 2021 - Present
CWM, LLC·CRD# 155344
RIA
Omaha, NE
December 12, 2022 - September 30, 2026
SECURITIES AMERICA ADVISORS, INC.·CRD# 110518
RIA
La Vista, NE
June 30, 2016 - July 23, 2021
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
November 3, 2014 - July 23, 2021
STOCKCROSS FINANCIAL SERVICES, INC.·CRD# 6670
BD
Omaha, NE
January 19, 2010 - October 21, 2014
FARNAM STREET BROKERAGE COMPANY·CRD# 19985
BD
Omaha, NE
September 25, 2003 - January 21, 2010
THRIVENT INVESTMENT MANAGEMENT INC.·CRD# 18387
BD
Minneapolis, MN
April 16, 2003 - September 5, 2003
FARNAM STREET BROKERAGE COMPANY·CRD# 19985
BD
Omaha, NE
August 1, 2001 - March 7, 2003

Similar Advisors

Byron O Smith
Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Current Firm

CW
CETERA WEALTH SERVICES, LLC

CETERA ADVISOR NETWORKS LLC | GORDON SIMMERS SECURITY CORPORATION | FIRST ASSET MANAGEMENT CORPORATION | FINANCIAL NETWORK INVESTMENT CORPORATION | CETERA WEALTH SERVICES, LLC | CETERA NETWORKS

CRD#: 13572 / SEC#: 801-47342, 8-29577
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

2301 Rosecrans Ave #5100 Suite 5100, El Segundo, CA 90245-5672

Mailing Address

Po Box 983, Saint Cloud, MN 56302

Phone Number

(800) 879-8100

Established

Delaware since 12/31/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

2,881

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

CETERA ADVISOR NETWORKS LLC - ADV PART 2A AND APPENDIX 1 (6/1/2023)

Direct owners and executive officers

NamePositionCRD#
CETERA FINANCIAL GROUP, INC.SOLE MEMBER—
ARNOLD, SUMMER SELTZERVICE PRESIDENT2954103
BUCHHEISTER, JEFFREY ROBERTCHIEF FINANCIAL OFFICER4709900
BUDEVICH, SERGEVICE PRESIDENT AND TAX OFFICER7996345
BURKOTT, DANIEL PAULBROKER DEALER CO-CHIEF COMPLIANCE OFFICER4710068
COAXUM, KOFI SULEVICE PRESIDENT5150018
DOWELL, RODNEY CAMMERONPRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT7376607
GOK, LISA ANNESECRETARY5059738
HALLORAN, THOMAS WILLIAMVICE PRESIDENT1921834
HOLWEGER, KIMBERLEYCHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER1572778
LEE, WINNIE AI-LINGASSISTANT SECRETARY7381661
MACKAY, TODD CHRISTOPHERCHIEF EXECUTIVE OFFICER2799860
MCCALLOP, PATRICIA RUTHERFORDBROKER DEALER CO-CHIEF COMPLIANCE OFFICER5059176
MIZUGUCHI, MAURACHIEF ACCOUNTING OFFICER AND TREASURER5769181
MOLNAR, MICHAEL JAMESVICE PRESIDENT4866129
NEARY, JOSEPH DANIELMANAGER AND VICE PRESIDENT2993505
NILAND, ERIK BRADLEYVICE PRESIDENT2796476
OBRIEN, EDWARD DMANAGER2239064
PATTERSON, GERALDVICE PRESIDENT4302538
RAMOS, RAMONMONEY LAUNDERING REPORTING OFFICER2160203
SMILEY, STANLEY ROBERTVICE PRESIDENT3004604
STINSON, TIMOTHY EARL MCCOYPRESIDENT AND MANAGER2272183
STONE, TIMOTHY PATRICKVICE PRESIDENT3038963
VAN HAVERMAAT, DAVID JAMESASSISTANT SECRETARY7042846
WATTS, ANDREW DAVIDVICE PRESIDENT4780880
WENIG, HARLAN DAVIDVICE PRESIDENT4690768

Regulatory Assets Under Management

Total Number of Accounts

192,956

AUM (Assets Under Management)

$46,651,447,975

Disclosures

Regulatory Event

20

Civil Event

2

Arbitration

15

Similar Advisors

Byron O Smith
Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING, AND ADDITIONAL ADVISORY SERVICES. POSITION/TITLE/RELATIONSHIP: SUPERVISION MANAGER START DATE: 08/2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: SUPERVISION DUTIES 2. NAME OF OTHER BUSINESS: CARSON GROUP HOLDINGS LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2021 POSITION/TITLE/RELATIONSHIP: SUPERVISION MANAGER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: SUPERVISION DUTIES 3. NAME OF OTHER BUSINESS: DAVID TEWS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: SALE OF ITEMS ON EBAY; START DATE: 2/2022; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; BRIEF DESCRIPTION OF DUTIES: SELLING PERSONAL ITEMS ON EBAY; 4. NAME OF OTHER BUSINESS: DAVE'S BULLS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: PET SALES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: OWNER OF PET SALES BUSINESS;

Similar Advisors

Byron O Smith
Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Nebraska
(7/30/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2016About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2001About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2001About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jan 2015About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 2014About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Apr 2014About the Series 24 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed May 2013About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Apr 2013About the Series 9 exam
FINRA
SRO Registrations

Similar Advisors

Byron O Smith
Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#

CRS (Client Relationship Summary) - BD

Click below to view David Alan Tews's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Byron O Smith
Byron O Smith

OSAIC WEALTH, INC.

OMAHA, NE · CRD#
DT
Follow David
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required