John F. Pyles

T. ROWE PRICE ADVISORY SERVICES

Phoenix, AZ

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CRD#: 4399736

Professional summary

John Franklin Pyles, CFP®, CIMA®, who also goes by J Frank Pyles, is a registered financial advisor currently at T. ROWE PRICE ADVISORY SERVICES, INC. located in Phoenix, Arizona and T. ROWE PRICE INVESTMENT SERVICES, INC. located in Owings Mills, Maryland.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. John has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

J Frank Pyles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Franklin Pyles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

CIMA^®

Certified Investment Management Analyst

Experience

Current

March 12, 2026 - Present

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

Phoenix, AZ

Current

March 12, 2026 - Present

T. ROWE PRICE INVESTMENT SERVICES, INC.

Office #1: Two Financial Center 4545 Painters Mill Road, Owings Mills, MD 21117

CRD#: 8348

Owings Mills, MD

Past

January 14, 2025 - February 24, 2026

NATIONWIDE INVESTMENT ADVISORS, LLC

RIA

CRD#: 142373

COLUMBUS, OH

Past

November 8, 2024 - February 24, 2026

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

Scottsdale, AZ

Past

June 4, 2020 - May 24, 2022

CAPTRUST

RIA

CRD#: 175112

RALEIGH, NC

Past

June 3, 2020 - May 24, 2022

CAPFINANCIAL SECURITIES, LLC.

CRD#: 126291

RALEIGH, NC

Past

September 20, 2004 - June 9, 2020

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

Past

October 30, 2003 - September 9, 2004

EDWARD JONES

RIA

CRD#: 250

PEORIA, AZ

Past

April 16, 2002 - September 9, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

May 22, 2001 - April 1, 2002

HARRIS INVESTORLINE INC.

CRD#: 6362

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/18/2026)

Alaska
(3/19/2026)

Arizona
(3/18/2026)

IAR

Arizona
(3/18/2026)

Arkansas
(3/20/2026)

California
(3/12/2026)

Colorado
(3/19/2026)

Connecticut
(3/19/2026)

Delaware
(3/19/2026)

District of Columbia
(3/12/2026)

Florida
(3/12/2026)

Georgia
(3/13/2026)

Hawaii
(3/23/2026)

Idaho
(3/12/2026)

Illinois
(3/12/2026)

Indiana
(3/18/2026)

Iowa
(3/25/2026)

Kansas
(3/12/2026)

Kentucky
(3/12/2026)

Louisiana
(3/18/2026)

Maine
(3/23/2026)

IAR

Maryland
(3/12/2026)

Maryland
(3/26/2026)

Massachusetts
(3/13/2026)

Michigan
(3/12/2026)

Minnesota
(3/12/2026)

Mississippi
(3/12/2026)

Missouri
(3/13/2026)

Montana
(3/12/2026)

Nebraska
(3/12/2026)

Nevada
(3/18/2026)

New Hampshire
(3/30/2026)

New Jersey
(3/12/2026)

New Mexico
(3/19/2026)

New York
(4/1/2026)

North Carolina
(3/19/2026)

North Dakota
(3/24/2026)

Ohio
(3/12/2026)

Oklahoma
(3/12/2026)

Oregon
(3/27/2026)

Pennsylvania
(3/17/2026)

Puerto Rico
(4/6/2026)

Rhode Island
(3/19/2026)

South Carolina
(3/12/2026)

South Dakota
(3/12/2026)

Tennessee
(3/19/2026)

Texas
(3/12/2026)

Utah
(3/13/2026)

Vermont
(3/18/2026)

Virgin Islands
(4/1/2026)

Virginia
(3/19/2026)

Washington
(3/12/2026)

West Virginia
(3/18/2026)

Wisconsin
(3/12/2026)

Wyoming
(3/19/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/14/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/7/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/21/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/3/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD#: 108958 / SEC#: 801-58098

RIA

Registered Investment Advisory firm - (11/17/2000 Approved)

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Contact information

Main Address

4515 Painters Mills Road, Owings Mills, MD 21117

Mailing Address

Phone number

(800) 225-5132

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

T. ROWE PRICE RETIREMENT ADVISORY SERVICE BROCHURE (10/3/2025)

T. ROWE PRICE ADVISORY SERVICES, INC. (5/9/2025)

Regulatory assets under management

Total Number of Accounts	10,014
AUM (Assets Under Management)	$ 3,861,357,894

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
01/27/2025	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John F. Pyles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Franklin Pyles's CRS (Customer Relationship Summary).

Certified licenses

Experience

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

NATIONWIDE INVESTMENT ADVISORS, LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

CAPTRUST

CAPFINANCIAL SECURITIES, LLC.

VANGUARD MARKETING CORPORATION

EDWARD JONES

EDWARD JONES

HARRIS INVESTORLINE INC.

Primary Firm SEC Registration

T. ROWE PRICE ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/14/2025

Series 65

Date: 1/7/2025

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2001

Series 6

Date: 5/21/2001

Series 24

Date: 9/3/2009

FINRA

Current Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

T. ROWE PRICE ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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