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SH

Scott M. Harrigan

AHANA MARKETS
FORT LEE, NJ 07024
Some features on this profile are disabled
CRD#: 4399207
SH
Scott Michael HarriganAHANA MARKETS

Professional summary

Scott Michael Harrigan is a registered financial professional currently at AHANA MARKETS LLC located in Fort Lee, New Jersey.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Michael Harrigan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 2, 2026 - Present

AHANA MARKETS LLC

Office #1: 1 Bridge Plaza N #860a, Fort Lee, NJ 07024
BD
CRD#: 318893
FORT LEE, NJ
Past

April 6, 2023 - February 27, 2026

ALTO SECURITIES, LLC

BD
CRD#: 318536
Nashville, TN
Past

January 15, 2021 - March 13, 2023

SECURITIZE MARKETS, LLC

BD
CRD#: 283256
Austin, TX
Past

August 21, 2017 - April 26, 2019

CARTA SECURITIES, LLC

BD
CRD#: 282086
New York, NY
Past

January 3, 2011 - June 4, 2014

GEORGESON SECURITIES CORPORATION

BD
CRD#: 46749
EDISON, NJ
Past

October 11, 2004 - December 31, 2010

COMPUTERSHARE SECURITIES CORPORATION

BD
CRD#: 107023
EDISON, NJ
Past

June 7, 2001 - February 20, 2004

COMPUTERSHARE SECURITIES CORPORATION

BD
CRD#: 107023
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/2/2026)
RR
Alaska
(7/2/2026)
RR
Arizona
(7/2/2026)
RR
Arkansas
(7/2/2026)
RR
California
(7/2/2026)
RR
Colorado
(7/2/2026)
RR
Connecticut
(7/2/2026)
RR
Delaware
(7/2/2026)
RR
District of Columbia
(7/2/2026)
RR
Florida
(7/2/2026)
RR
Georgia
(7/2/2026)
RR
Hawaii
(7/2/2026)
RR
Idaho
(7/2/2026)
RR
Illinois
(7/2/2026)
RR
Indiana
(7/2/2026)
RR
Iowa
(7/2/2026)
RR
Kansas
(7/2/2026)
RR
Kentucky
(7/2/2026)
RR
Louisiana
(7/2/2026)
RR
Maine
(7/2/2026)
RR
Maryland
(7/2/2026)
RR
Massachusetts
(7/2/2026)
RR
Michigan
(7/2/2026)
RR
Minnesota
(7/2/2026)
RR
Mississippi
(7/2/2026)
RR
Missouri
(7/2/2026)
RR
Montana
(7/2/2026)
RR
Nebraska
(7/2/2026)
RR
Nevada
(7/2/2026)
RR
New Hampshire
(7/2/2026)
RR
New Jersey
(7/2/2026)
RR
New Mexico
(7/2/2026)
RR
New York
(7/2/2026)
RR
North Carolina
(7/2/2026)
RR
North Dakota
(7/2/2026)
RR
Ohio
(7/2/2026)
RR
Oklahoma
(7/2/2026)
RR
Oregon
(7/2/2026)
RR
Pennsylvania
(7/2/2026)
RR
Puerto Rico
(7/2/2026)
RR
Rhode Island
(7/2/2026)
RR
South Carolina
(7/2/2026)
RR
South Dakota
(7/2/2026)
RR
Tennessee
(7/2/2026)
RR
Texas
(7/2/2026)
RR
Utah
(7/2/2026)
RR
Vermont
(7/2/2026)
RR
Virgin Islands
(7/2/2026)
RR
Virginia
(7/2/2026)
RR
Washington
(7/2/2026)
RR
West Virginia
(7/2/2026)
RR
Wisconsin
(7/2/2026)
RR
Wyoming
(7/2/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 9/17/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/6/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/26/2001
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AM
AHANA MARKETS LLC
AHANA BROKERAGE LLC | AHANA MARKETS LLC

CRD#: 318893 / SEC#: , 8-70941

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
1 Bridge Plaza N #860a, Fort Lee, NJ 07024
Mailing Address
1 Bridge Plaza N #860a, Fort Lee, NJ 07024
Phone number
(201) 373-2892
Established
Delaware since 12/06/2021
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AHANA HOLDINGSDIRECT OWNER
ARORA, VRINDAFINOP/ PFO/ POO7784034
MICALETTI, RAYMOND CHARLES JR.CEO5527496
OMARA, PATRICE AGNESCCO1544140

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AHANA MARKETS LLC

CRD#: 318893Fort Lee, NJ 07024

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