PD
Peter J. Devlin
AURORA PRIVATE WEALTH
Uniondale, NY 11553
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CRD#: 4399096
PD
Professional summary
Peter John Devlin, AIF® is a registered financial advisor currently at AURORA PRIVATE WEALTH, INC. located in Uniondale, New York and APW CAPITAL, INC. located in Uniondale, New York.
Peter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Peter has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7 and Series 25 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-Standard Pension Services, LLC; Garden City, NY; Service description: Service corporate and individual benefit firms; Start date: 06/12/2017; Title: Relationship Manager; Duties: Retirement plan consulting, insurance sales and consulting. Liaison for retirement plan clients, provide administrative direction to clients/participants, build and maintain client relationships.; Time spent: 100%. 2 - Aurora Private Wealth, Inc; RIA; Garden City, NY; Service description and Duties: conduct investment advisory services - affiliated firm is APW Capital, Inc.; Title: Investment Advisor; Time spent: 40 hours/week.
CRS (Client Relationship Summary) - RIA
Click below to view Peter John Devlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 25, 2021 - Present
AURORA PRIVATE WEALTH, INC.
Office #1: 333 Earle Ovington Blvd Suite 510, Uniondale, NY 11553RIA
CRD#: 281604
Uniondale, NY
Current
September 8, 2017 - Present
APW CAPITAL, INC.
Office #1: 333 Earle Ovington Blvd., Suite 510, Uniondale, NY 11553BD
CRD#: 43814
Uniondale, NY
Past
February 17, 2009 - May 16, 2012
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
NEW YORK, NY
Past
January 2, 2009 - January 20, 2009
ANDREW GARRETT INC.
RIA
CRD#: 29931
NEW YORK, NY
Past
August 20, 2008 - January 20, 2009
ANDREW GARRETT INC.
BD
CRD#: 29931
NEW YORK, NY
Past
June 29, 2007 - August 4, 2008
PERDIUE SECURITIES, LLC
BD
CRD#: 42292
NEW YORK, NY
Past
November 28, 2006 - October 2, 2007
BROWN BROTHERS HARRIMAN & CO.
BD
CRD#: 104487
NEW YORK, NY
Past
February 23, 2005 - July 2, 2007
MINERO SECURITIES, LLC
BD
CRD#: 44312
MASSAPEQUA PARK, NY
Past
July 9, 2004 - February 22, 2005
C. J. LEDONE EQUITIES, INC.
BD
CRD#: 45300
NEW YORK, NY
Past
November 14, 2002 - June 16, 2004
C. J. LEDONE EQUITIES, INC.
BD
CRD#: 45300
NEW YORK, NY
Past
September 30, 2002 - November 13, 2002
HARPER & DOLAN, L.L.C.
BD
CRD#: 103860
COPIAGUE, NY
Past
June 18, 2002 - September 27, 2002
MINERO SECURITIES, LLC
BD
CRD#: 44312
MASSAPEQUA PARK, NY
Past
May 15, 2001 - January 11, 2002
MINERO SECURITIES, LLC
BD
CRD#: 44312
MASSAPEQUA PARK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
RIA
Registered Investment Advisory firm - (5/5/2017 Approved)California
Registered Investment Advisory firm - (6/4/2017 Terminated)Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/11/2024)
RR
Florida(10/11/2024)
RR
New Jersey(4/15/2019)
RR
New York(11/16/2017)
IAR
New York(3/25/2021)
RR
Pennsylvania(10/11/2024)
RR
Texas(8/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 25
Date: 2/20/2003
NYSE Trading Assistant ExaminationSRO Registrations
RR
FINRA
Current Firm
AP
AURORA PRIVATE WEALTH, INC.
ARTISAN ADVISORS, INC. | WEALTHPLAN ADVANTAGE | WEALTH PLAN ADVANTAGE | WACHTEL CAPITAL ADVISORS | STERLING GLOBAL STRATEGIES | STANDARD PENSION SERVICES | SPRING DELTA ASSET MANAGEMENT | PLANNED PROFESSIONAL ADVISORY | NIELSEN FINANCIAL GROUP | MOORE WEALTH MANAGEMENT | MAIN STREET PRIVATE ADVISORS | JFL TOTAL WEALTH MANAGEMENT | INDIGO WEALTH MANAGEMENT | HARPER & HODGE | BRIO FINANCIAL SERVICES | AURORA PRIVATE WEALTH, INC.
CRD#: 281604 / SEC#: 801-110498
RIA
Registered Investment Advisory firm - (5/5/2017 Approved)California
Registered Investment Advisory firm - (6/4/2017 Terminated)Florida
Registered Investment Advisory firm - (5/5/2017 Terminated)New Jersey
Registered Investment Advisory firm - (5/24/2017 Terminated)Ohio
Registered Investment Advisory firm - (5/5/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 Enterprise Drive Suite 504, Rockaway, NJ 07866
Mailing Address
Phone number
(973) 394-0404
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,843 |
| AUM (Assets Under Management) | $ 395,308,639 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
