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KK

Konstantin S. Keresteliev

ABSA SECURITIES U.S.
New York, NY 10020
Some features on this profile are disabled
CRD#: 4398525
KK

Professional summary

Konstantin Stoimenov Keresteliev, who also goes by Konstantin S. Keresteliev, Konstantin Keresteliev, Kosio Keresteliev, is a registered financial professional currently at ABSA SECURITIES U.S. INC. located in New York, New York.

Konstantin is registered as a RR (Registered Representative) and started their career in finance in 2001. Konstantin has worked at 11 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Konstantin S. Keresteliev | Konstantin Keresteliev | Kosio Keresteliev

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Konstantin Stoimenov Keresteliev's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 5, 2023 - Present

ABSA SECURITIES U.S. INC.

Office #1: 610 Fifth Avenue Suite 405, New York, NY 10020Office #2: 610 Fifth Avenue Suite 405, New York, NY 10020
BD
CRD#: 299729
New York, NY
Past

January 12, 2022 - March 30, 2023

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
NEW YORK, NY
Past

August 5, 2021 - March 30, 2023

TULLETT PREBON FINANCIAL SERVICES LLC

BD
CRD#: 28196
NEW YORK, NY
Past

February 11, 2020 - March 30, 2023

LIQUIDNET, INC.

BD
CRD#: 103987
NEW YORK, NY
Past

August 6, 2014 - April 5, 2019

INTESA SANPAOLO IMI SECURITIES CORP.

BD
CRD#: 19418
NEW YORK, NY
Past

August 16, 2011 - January 14, 2013

HAPOALIM SECURITIES USA, INC.

BD
CRD#: 266
NEW YORK, NY
Past

August 7, 2009 - September 7, 2011

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY
Past

April 2, 2007 - September 7, 2011

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
PURCHASE, NY
Past

March 26, 2004 - April 2, 2007

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

July 1, 2003 - February 20, 2004

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

October 9, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/5/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 11/5/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 3/30/2006
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/8/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ABSA SECURITIES U.S. INC.
ABSA SECURITIES U.S. INC.

CRD#: 299729 / SEC#: , 8-70312

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
610 Fifth Avenue Suite 405, New York, NY 10020
Mailing Address
610 Fifth Avenue Suite 405, New York, NY 10020
Phone number
(646) 844-0282
Established
Delaware since 09/06/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ABSA GROUP LIMITEDDIRECT PARENT
BERGHERR, DIANA ELIZABETHCHIEF COMPLIANCE OFFICER1092501
GLYNN, MICHAEL GERARDFINOP3219445
KLINTWORTH, GARTHCHIEF EXECUTIVE OFFICER8070592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ABSA SECURITIES U.S. INC.

CRD#: 299729New York, NY 10020

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