MJ
Michelle R. Jones
CETERA INVESTMENT ADVISERS LLC
SPOKANE VALLEY, WA 99212
Some features on this profile are disabled
CRD#: 4398345
MJ
Professional summary
Michelle Robin Jones, who also goes by Michelle Robin Austin, Michelle Robin Larson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Spokane Valley, Washington and CETERA ADVISORS LLC located in Spokane Valley, Washington.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michelle has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michelle Robin Austin | Michelle Robin Larson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 01/2002 APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, AND FIXED ANNUITIES; NAME OF OTHER BUSINESS: CORE FINANCIAL GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 02/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES NAME OF OTHER BUSINESS: MICHELLE JONES, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EXPENSE MANAGEMENT, START DATE: 09/2012, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUSINESS ENTITY FOR TAX PURPOSE
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Robin Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 920 N Argonne Rd Ste 204, Spokane Valley, WA 99212Office #2: 1301 Walla Walla Ave Ste B, Wenatchee, WA 98801RIA
CRD#: 105644
SPOKANE VALLEY, WA
Current
March 14, 2023 - Present
CETERA ADVISORS LLC
Office #1: 420 N Evergreen Rd Suite 500, Spokane Valley, WA 99216Office #2: 1301 Walla Walla Ave Ste B, Wenatchee, WA 98801BD
CRD#: 10299
Spokane Valley, WA
Past
March 15, 2023 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
June 24, 2022 - October 28, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
WENATCHEE, WA
Past
December 10, 2018 - March 13, 2023
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT
RIA
CRD#: 151298
WENATCHEE, WA
Past
December 3, 2015 - October 2, 2018
FINANCIAL MANAGEMENT, INC.
RIA
CRD#: 117578
East Wenatchee, WA
Past
September 4, 2012 - September 7, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
WENATCHEE, WA
Past
September 4, 2012 - March 15, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
WENATCHEE, WA
Past
November 17, 2004 - September 13, 2012
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
EAST WENATCHEE, WA
Past
May 3, 2004 - September 13, 2012
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
EAST WENATCHEE, WA
Past
March 18, 2002 - April 30, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
May 25, 2001 - January 2, 2002
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/3/2023)
RR
Arizona(3/21/2023)
RR
California(3/15/2023)
RR
Colorado(3/17/2023)
RR
Hawaii(3/15/2023)
RR
Illinois(3/17/2023)
RR
Iowa(3/30/2023)
RR
Massachusetts(3/14/2023)
RR
Minnesota(3/18/2023)
RR
Montana(3/23/2023)
RR
Oregon(3/19/2023)
RR
South Carolina(3/22/2023)
RR
South Dakota(3/22/2023)
RR
Texas(3/15/2023)
IAR
Texas(3/21/2024)
RR
Utah(7/14/2023)
RR
Washington(3/15/2023)
IAR
Washington(3/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Spokane Valley, WA 99212TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
