Marshall D. Howard
Professional summary
Marshall David Howard, who also goes by M David Howard, M. David Howard, is a registered financial professional currently at TFA SECURITIES, INC. located in El Segundo, California.
Marshall is registered as a RR (Registered Representative) and started their career in finance in 2001. Marshall has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marshall David Howard's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 16, 2017 - Present
TFA SECURITIES, INC.
Office #1: 201 Continental Blvd., Suite 110, El Segundo, CA 90245Office #2: 286 Down The Hill Road, Sylva, NC 28779October 19, 2010 - March 8, 2016
TFA SECURITIES, INC.
August 22, 2001 - April 22, 2009
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2017)
(9/26/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TFA SECURITIES, INC.
CRD#: 284982 / SEC#: , 8-69822
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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