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PM

Peter J. Mirenda

VCS VENTURE SECURITIES
New York, NY 10006-3201
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CRD#: 4397656
PM

Professional summary


Peter Joseph Mirenda, who also goes by Peter Mirenda, is a registered financial professional currently at VCS VENTURE SECURITIES located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2002. Peter has worked at 10 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Peter Mirenda

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Peter Joseph Mirenda's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 10, 2021 - Present

VCS VENTURE SECURITIES

Office #1: 29 Broadway Suite 1502, New York, NY 10006-3201
BD
CRD#: 127921
New York, NY
Past

February 26, 2013 - October 1, 2021

JOSEPH STONE CAPITAL L.L.C.

BD
CRD#: 159744
NEW YORK, NY
Past

October 17, 2008 - February 26, 2013

FIRST MIDWEST SECURITIES, INC.

BD
CRD#: 21786
GARDEN CITY, NY
Past

October 28, 2005 - October 17, 2008

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
WESTBURY, NY
Past

September 9, 2004 - October 28, 2005

BRUNDYN SECURITIES INC.

BD
CRD#: 124493
ARLINGTON, TX
Past

April 13, 2004 - July 5, 2004

WIZER FINANCIAL, INC.

BD
CRD#: 7130
NEW ALBANY, IN
Past

March 30, 2004 - August 11, 2004

NORTH AMERICAN CLEARING, INC.

BD
CRD#: 39118
LONGWOOD, FL
Past

January 6, 2003 - March 31, 2004

LH ROSS & COMPANY, INC.

BD
CRD#: 37920
BOCA RATON, FL
Past

August 13, 2002 - January 31, 2003

LLOYD, SCOTT & VALENTI, LTD.

BD
CRD#: 23640
AUSTIN, TX
Past

April 30, 2002 - August 21, 2002

KSH INVESTMENT GROUP, INC.

BD
CRD#: 41817
GREAT NECK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/1/2021)
RR
Alaska
(1/26/2022)
RR
Arizona
(10/20/2021)
RR
Arkansas
(8/19/2024)
RR
California
(9/13/2021)
RR
Colorado
(12/2/2021)
RR
Connecticut
(10/22/2021)
RR
Delaware
(10/20/2021)
RR
District of Columbia
(10/22/2021)
RR
Florida
(10/20/2021)
RR
Georgia
(10/21/2021)
RR
Idaho
(12/6/2021)
RR
Illinois
(6/27/2024)
RR
Indiana
(10/25/2021)
RR
Iowa
(10/18/2021)
RR
Kansas
(10/4/2021)
RR
Kentucky
(9/6/2024)
RR
Louisiana
(11/9/2021)
RR
Maine
(5/17/2023)
RR
Maryland
(9/13/2021)
RR
Michigan
(10/7/2021)
RR
Minnesota
(12/16/2021)
RR
Mississippi
(10/26/2021)
RR
Montana
(7/23/2024)
RR
Nebraska
(2/27/2024)
RR
Nevada
(10/27/2021)
RR
New Hampshire
(8/29/2024)
RR
New Jersey
(11/5/2021)
RR
New Mexico
(12/1/2021)
RR
New York
(10/21/2021)
RR
North Carolina
(10/4/2021)
RR
North Dakota
(11/24/2021)
RR
Ohio
(10/5/2021)
RR
Oklahoma
(10/21/2021)
RR
Pennsylvania
(10/21/2021)
RR
Puerto Rico
(10/7/2021)
RR
Rhode Island
(10/15/2021)
RR
South Carolina
(10/21/2021)
RR
South Dakota
(11/30/2021)
RR
Tennessee
(9/10/2024)
RR
Texas
(1/7/2022)
RR
Utah
(8/22/2024)
RR
Vermont
(1/3/2022)
RR
Virginia
(12/3/2021)
RR
Washington
(10/28/2021)
RR
West Virginia
(7/31/2024)
RR
Wisconsin
(5/19/2022)
RR
Wyoming
(10/20/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 4/21/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


VV
VCS VENTURE SECURITIES
D R F BUSINESS AND FINANCIAL SERVICES, LLC | VCS VENTURE SECURITIES | PRIMARY CAPITAL, LLC

CRD#: 127921 / SEC#: , 8-66069

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
29 Broadway Suite 1502, New York, NY 10006-3201
Mailing Address
29 Broadway Suite 1502, New York, NY 10006-3221
Phone number
(212) 404-7696
Established
Delaware since 11/16/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LEO CAPITAL MARKETS, LLCDIRECT OWNER
NEW AGE CAPITAL MANAGEMENT, LLCDIRECT OWNER
MOOD, TRAVIS ANTON MORSEREGISTERED OPTIONS PRINCIPAL4745001
NIXON, JON ALANFINOP4710715
STALANSKI, JOHN WALTERAMLCO2922709
STALANSKI, JOHN WALTERCHIEF OPERATING OFFICER2922709
STALANSKI, JOHN WALTERCHIEF COMPLIANCE OFFICER2922709

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VCS VENTURE SECURITIES

CRD#: 127921New York, NY 10006-3201

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