Jack E. Green

ANACAPA FINANCIAL

Ventura, CA 93003

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CRD#: 4397415

Professional summary

Jack Evan Green, CFP®, who also goes by Jj Green, is a registered financial advisor currently at ANACAPA FINANCIAL, LLC located in Ventura, California and PURSHE KAPLAN STERLING INVESTMENTS located in Ventura, California.

Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jack has worked at 7 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jj Green

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Anacapa Financial, LLC. Investment Related. 1363 Donlon Street, #5, Ventura CA 93003. Financial Planning and Portfolio Management. CEO. Start 10/2019. 175 hrs/mo, 160 during trading. Helping clients with financial planning for a fee. Tax Preparation. Manage client investment accounts on a discretionary basis for a fee. 2. PKS Financial. Investment Related. 80 State St, Albany NY 12207. Insurance. Agent. Start 10/2019. 15 hours per month during trading. Sales and marketing of life insurance and health insurance. 3. Pacific West Real Estate Co. Not Investment Related. 1363 Donlon Street. #13. Ventura CA 93003. Real Estate Sales. Sales Agent. Start 4/2017. 10 hours per month not during trading. Real Estate Sales Agent. Listing houses for sale for a commission. Representing buyers of real estate for a commission. Negotiating lease contracts. 4. Successor Trustee for Parents Trust. Not Investment Related. 365 N. Dos Caminos, Ventura CA 93003. Trust. Trustee. Start TBD. 0 hours per month. When mother is deceased or becomes in capacitated Jack will take over as trustee to help manage her estate for her benefit. 5. Rental Property. Not Investment Related. Multiple Addresses within CA and TX. Rental Property. Owner. Start 3/2017. 1 hour per month not during trading. Collect Rent/Lease Property.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Evan Green's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

October 28, 2019 - Present

ANACAPA FINANCIAL, LLC

Office #1: 1363 Donlon Street #5, Ventura, CA 93003

RIA

CRD#: 305365

Ventura, CA

Current

October 25, 2019 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1363 Donlon Street Suite 5, Ventura, CA 93003

CRD#: 35747

Ventura, CA

Past

October 18, 2019 - October 18, 2019

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ALBANY, NY

Past

June 9, 2008 - November 6, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

VENTURA, CA

Past

June 6, 2008 - November 6, 2019

LPL FINANCIAL LLC

CRD#: 6413

VENTURA, CA

Past

January 1, 2008 - June 10, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

OXNARD, CA

Past

January 1, 2008 - June 10, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

OXNARD, CA

Past

July 30, 2002 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

OXNARD, CA

Past

October 9, 2001 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

OXNARD, CA

Past

July 19, 2001 - September 18, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 19, 2001 - September 18, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/25/2019)

IAR

California
(10/28/2019)

Colorado
(10/25/2019)

Hawaii
(3/2/2023)

Oregon
(10/25/2019)

IAR

Texas
(6/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/25/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ANACAPA FINANCIAL, LLC

CRD#: 305365 / SEC#:

California

Registered Investment Advisory firm - (10/28/2019 Approved)

Texas

Registered Investment Advisory firm - (5/23/2023 Conditional Restricted)

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Contact information

Main Address

1363 Donlon Street #5, Ventura, CA 93003

Mailing Address

Phone number

(805) 715-3536

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	429
AUM (Assets Under Management)	$ 56,713,995

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack E. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Evan Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/25/2001

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/18/2001

FINRA

Current Firm

ANACAPA FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANACAPA FINANCIAL, LLC

TRUST BUT VERIFY

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