Brian L. Briggs
Professional summary
Brian Lewis Briggs, who also goes by Brian Briggs, is a registered financial professional currently at SMEAD FUNDS DISTRIBUTORS, LLC located in Phoenix, Arizona.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2001. Brian has worked at 2 firms and has passed the SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Lewis Briggs's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2026 - Present
SMEAD FUNDS DISTRIBUTORS, LLC
Office #1: 2502 East Camelback Road Suite 210, Phoenix, AZ 85016May 15, 2001 - September 12, 2023
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
SMEAD FUNDS DISTRIBUTORS, LLC
CRD#: 173734 / SEC#: , 8-69550
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS LLC | DIRECTOR OWNER/SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT | 2990648 |
Red Flags
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