Brian J. Kustrup
Professional summary
Brian Joseph Kustrup, who also goes by Brian Kustrup, is a registered financial professional currently at CAPITAL ONE SECURITIES, INC. located in New York, New York.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2001. Brian has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Joseph Kustrup's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 30, 2023 - Present
CAPITAL ONE SECURITIES, INC.
Office #1: 299 Park Avenue 28th Floor, New York, NY 10171May 30, 2023 - December 1, 2023
SMBC NIKKO SECURITIES AMERICA, INC.
April 9, 2014 - April 26, 2023
CREDIT AGRICOLE SECURITIES (USA) INC.
November 4, 2013 - March 28, 2014
PIPER SANDLER & CO.
March 4, 2013 - October 28, 2013
SANTANDER US CAPITAL MARKETS LLC
March 8, 2011 - February 25, 2013
KEEFE, BRUYETTE & WOODS, INC.
June 4, 2007 - February 8, 2008
COUNTRYWIDE SECURITIES CORPORATION
June 5, 2003 - May 31, 2007
CITIGROUP GLOBAL MARKETS INC.
August 30, 2001 - May 22, 2003
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Nasdaq Stock Market
Current Firm
CAPITAL ONE SECURITIES, INC.
CRD#: 44158 / SEC#: , 8-50561
Contact information
FINRA licenses (12 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL ONE FINANCIAL CORPORATION | 100% SHAREHOLDER | |
| GIBNEY, JOSEPH DONOUGH | DIRECTOR | 3117394 |
| HALPRIN, GABRIELLE BAILLEUX | CHIEF FINANCIAL OPERATIONS OFFICER (FINOP) | 5087341 |
| JOHNSON, RUSSELL ALAN | DIRECTOR | 2785704 |
| KUCERA, DAVID JOHN | DIRECTOR | 2598213 |
| MULLIGAN, ROBERT | CHIEF COMPLIANCE OFFICER | 1584973 |
| NAKAMURA, SEIJI PETER | DIRECTOR | 2561992 |
| PORPHY, JEFFREY R | DIRECTOR | 4107535 |
| TULIP, STEVEN ANDREW | PRESIDENT AND DIRECTOR | 2540149 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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