Mark A. Cernicky

EAGLE STRATEGIES LLC

RAPID CITY, SD 57701

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CRD#: 4396957

Professional summary

Mark Allen Cernicky, who also goes by Mark Allen Cernicky, Mark Cernicky, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Rapid City, South Dakota and NYLIFE SECURITIES LLC located in Rapid City, South Dakota.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Mark has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Allen Cernicky | Mark Cernicky

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

[Insurance Brokering; appointed with outside carriers for the purpose of brokering non-registered products; 4202 Rosemary Lane, Rapid City, SD, 57702; start 09/2025; commissions; 2 hours per month, 2 hours during securities trading hours; insurance related][West River Estate and Financial Planning Council; The WREFPC provides monthly seminars from May to September on topics related to financial planning. Council members consist of CPAs, attorneys and financial advisors; P.O Box 2396, Rapid City, SD 57709; Start Date 09/2025; Role/Title: Board Member; Investment Related; 4 hours per month; 4 hours per month during securities trading hours; select speakers] [OPERATING UNDER THE DBA NAME OF OLD HALL GREEN WEALTH FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (RAPID CITY, SD); START DATE: 10/2025]

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Cernicky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2025 - Present

EAGLE STRATEGIES LLC

Office #1: 333 W Boulevard Suite 303, Rapid City, SD 57701

RIA

CRD#: 110826

RAPID CITY, SD

Current

September 10, 2025 - Present

NYLIFE SECURITIES LLC

Office #1: 333 West Boulevard Suite 303, Rapid City, SD 57701

CRD#: 5167

RAPID CITY, SD

Past

March 26, 2025 - September 3, 2025

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

RAPID CITY, SD

Past

March 26, 2025 - September 3, 2025

PRINCIPAL SECURITIES, INC.

CRD#: 1137

RAPID CITY, SD

Past

April 15, 2011 - September 12, 2013

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Past

May 11, 2010 - April 13, 2011

ATHENE SECURITIES, LLC

CRD#: 36867

WEST DES MOINES, IA

Past

May 22, 2003 - May 17, 2010

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

DES MOINES, IA

Past

July 9, 2001 - November 22, 2002

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

South Dakota
(9/10/2025)

IAR

South Dakota
(10/9/2025)

Wyoming
(10/8/2025)

IAR

Wyoming
(10/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/19/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/27/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/25/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/5/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/25/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/7/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EAGLE STRATEGIES LLC

EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC

CRD#: 110826 / SEC#: 801-32987

RIA

Registered Investment Advisory firm - (10/14/1988 Approved)

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Contact information

Main Address

51 Madison Avenue 12th Floor, New York, NY 10010

Mailing Address

51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010

Phone number

(888) 695-3245

Established

Firm type

Fiscal year end

# of Employees

2,804

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 DISCLOSURE BROCHURE (11/11/2025)

EAGLE STRATEGIES DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	111,361
AUM (Assets Under Management)	$ 25,395,380,570

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
04/25/2024	Cover Page	Report
12/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Cernicky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Allen Cernicky's CRS (Customer Relationship Summary).

Certified licenses

Experience

NYLIFE SECURITIES LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

ATHENE SECURITIES, LLC

AMERITAS INVESTMENT COMPANY, LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

EAGLE STRATEGIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/19/2025

Series 63

Date: 5/27/2010

Series 7TO

Date: 3/25/2025

SIE

Date: 2/5/2025

Series 3

Date: 8/25/2001

Series 7

Date: 7/7/2001

FINRA

Current Firm

EAGLE STRATEGIES LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EAGLE STRATEGIES LLC

TRUST BUT VERIFY

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