Josh J. Vail
Professional summary
Josh Jaye Vail, who also goes by Joshua Jaye Vail, is a registered financial professional currently at THORNBURG SECURITIES LLC located in Centennial, Colorado.
Josh is registered as a RR (Registered Representative) and started their career in finance in 2001. Josh has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6, Series 24, Series 39 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Josh Jaye Vail's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2026 - Present
THORNBURG SECURITIES LLC
July 14, 2021 - December 16, 2025
HAMILTON LANE SECURITIES LLC
December 11, 2013 - July 16, 2021
IMST DISTRIBUTORS, LLC
June 28, 2012 - December 31, 2013
FORESIDE FUND SERVICES, LLC
January 4, 2011 - June 28, 2012
GRAND DISTRIBUTION SERVICES, LLC
April 14, 2005 - July 6, 2010
WELTON STREET INVESTMENTS LLC
January 29, 2003 - March 21, 2005
EDWARD JONES
June 4, 2001 - August 26, 2002
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/5/2026)
(2/5/2026)
Exams
What does exam status mean?
Series 6
Passed: 6/2/2001
Series 26
Passed: 2/13/2002
FINRA
Current Firm
THORNBURG SECURITIES LLC
CRD#: 14857 / SEC#: , 8-31249
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | SOLE MEMBER | 106357 |
| BHATT, NIMISH SANJAY | TREASURER, PRINCIPAL FINANCIAL OFFICER | 2789977 |
| BROWNELL, JESSE RYAN | GLOBAL HEAD OF DISTRIBUTION | 5511918 |
| CALLOW, AMY | SECRETARY | |
| HOLLOWAY, CURTIS EDWARD | PRINCIPAL OPERATIONS OFFICER | 5130594 |
| OLEXSAK, RONALD | CHIEF COMPLIANCE OFFICER | 2858575 |
Red Flags
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