Josh Jaye Vail
Professional Summary
Josh Jaye Vail, who also goes by Joshua Jaye Vail, is a registered financial advisor currently at THORNBURG SECURITIES LLC located in Centennial, Colorado. Josh is registered as a RR (Registered Representative) and started their career in finance in 2001. Josh has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 6, Series 24, Series 39 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joshua Jaye Vail
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
THORNBURG SECURITIES CORPORATION | THORNBURG SECURITIES LLC
Contact Information
Main Address
2300 North Ridgetop Road, Santa Fe, NM 87506Mailing Address
2300 North Ridgetop Road, Santa Fe, NM 87506Phone Number
(505) 984-0200Established
Delaware since 12/28/2023Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | SOLE MEMBER | 106357 |
| BHATT, NIMISH SANJAY | TREASURER, PRINCIPAL FINANCIAL OFFICER | 2789977 |
| BROWNELL, JESSE RYAN | GLOBAL HEAD OF DISTRIBUTION | 5511918 |
| CALLOW, AMY | SECRETARY | — |
| HOLLOWAY, CURTIS EDWARD | PRINCIPAL OPERATIONS OFFICER | 5130594 |
| OLEXSAK, RONALD | CHIEF COMPLIANCE OFFICER | 2858575 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(2/5/2026)
(2/5/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2001About the Series 6 examSeries 39 — Direct Participation Programs Principal Examination
Passed May 2005About the Series 39 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Feb 2002About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Josh Jaye Vail's CRS (Customer Relationship Summary).
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