Keith L. Frasier
Professional summary
Keith L Frasier, who also goes by Keith Fraiser, Keith Lowery Frasier, Keith L Frasier, Keith Frasier, is a registered financial professional currently at THORNBURG SECURITIES LLC located in Santa Fe, New Mexico.
Keith is registered as a RR (Registered Representative) and started their career in finance in 2001. Keith has worked at 11 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith L Frasier's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2025 - Present
THORNBURG SECURITIES LLC
Office #1: 2300 North Ridgetop Road, Santa Fe, NM 87506June 9, 2023 - November 4, 2024
LINCOLN FINANCIAL DISTRIBUTORS, INC.
February 14, 2022 - June 16, 2023
SYMETRA SECURITIES, INC.
November 2, 2021 - February 7, 2022
MORGAN STANLEY
February 10, 2011 - February 11, 2020
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
January 3, 2011 - February 4, 2011
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
January 3, 2006 - November 10, 2009
J.P. MORGAN INVESTMENT MANAGEMENT INC.
February 16, 2005 - December 31, 2005
JPMORGAN ASSET MANAGEMENT
February 15, 2005 - January 3, 2011
JPMORGAN DISTRIBUTION SERVICES, INC.
October 7, 2003 - February 10, 2005
MORGAN STANLEY DW INC.
July 18, 2003 - February 10, 2005
MORGAN STANLEY DW INC.
January 13, 2003 - July 22, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 29, 2001 - July 22, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2025)
(10/28/2025)
(10/28/2025)
(9/10/2025)
(9/10/2025)
(10/28/2025)
Exams
FINRA
Current Firm
THORNBURG SECURITIES LLC
CRD#: 14857 / SEC#: , 8-31249
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | SOLE MEMBER | 106357 |
| BHATT, NIMISH SANJAY | TREASURER, PRINCIPAL FINANCIAL OFFICER | 2789977 |
| BROWNELL, JESSE RYAN | GLOBAL HEAD OF DISTRIBUTION | 5511918 |
| CALLOW, AMY | SECRETARY | |
| HOLLOWAY, CURTIS EDWARD | PRINCIPAL OPERATIONS OFFICER | 5130594 |
| OLEXSAK, RONALD | CHIEF COMPLIANCE OFFICER | 2858575 |
Red Flags
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