Kelly N. Buchfink

SWMG

FORT WORTH, TX 76107

Some features on this profile are disabled

CRD#: 4396448

Professional summary

Kelly Nicole Buchfink, CFP®, who also goes by Kelly Nicole Jenkins, is a registered financial advisor currently at SWMG, LLC located in Fort Worth, Texas.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kelly has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Nicole Jenkins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MARY KAY CONSULTANT; NON-INVESTMENT RELATED; ADDRESS: 143 ATLEE DR., WEATHERFORD, TX 76087; FROM 03/1999 TO PRESENT; COSMETICS SALES UPON REQUEST; CURRENTLY ONLY FOR SELF USE. LESS THAN 3 HRS PER MONTH IS DEVOTED TO THE BUSINESS; BUSINESS IS NOT CONDUCTED DURING TRADING HOURS; BUSINESS IS TO PROVIDE COSMETICS TO CUSTOMERS UPON REQUEST

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Nicole Buchfink's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

July 14, 2018 - Present

SWMG, LLC

Office #1: 3343 Locke Ave Ste 107, Fort Worth, TX 76107

RIA

CRD#: 166688

FORT WORTH, TX

Past

December 15, 2015 - December 6, 2017

FIRST COMMAND ADVISORY SERVICES

RIA

CRD#: 281958

FORT WORTH, TX

Past

February 15, 2013 - December 15, 2015

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

FORT WORTH, TX

Past

September 3, 2009 - February 12, 2013

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

FORT WORTH, TX

Past

August 20, 2009 - December 6, 2017

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

FORT WORTH, TX

Past

September 2, 2005 - December 17, 2007

FIRST COMMAND BROKERAGE SERVICES, INC.

RIA

CRD#: 3641

67657 KAISERSLAUTERN,

Past

January 4, 2005 - September 2, 2005

FIRST COMMAND BANK

RIA

CRD#: 128851

FORT WORTH, TX

Past

June 8, 2001 - December 17, 2007

FIRST COMMAND BROKERAGE SERVICES, INC.

CRD#: 3641

67657 KAISERSLAUTERN,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SWMG, LLC

STRITTMATTER WEALTH MANAGEMENT GROUP, LLC | SWMG, LLC

CRD#: 166688 / SEC#: 801-116898

RIA

Registered Investment Advisory firm - (7/3/2019 Approved)

Texas

Registered Investment Advisory firm - (11/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/14/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/17/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/13/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/7/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 8/26/2014

Investment Company Products/Variable Contracts Principal Examination

Current Firm

SWMG, LLC

STRITTMATTER WEALTH MANAGEMENT GROUP, LLC | SWMG, LLC

CRD#: 166688 / SEC#: 801-116898

RIA

Registered Investment Advisory firm - (7/3/2019 Approved)

Texas

Registered Investment Advisory firm - (11/25/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3343 Locke Ave Ste 107, Fort Worth, TX 76107

Mailing Address

Phone number

(817) 210-3444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SWMG, LLC ADV PART 2A BROCHURE (7/1/2025)

Regulatory assets under management

Total Number of Accounts	1,388
AUM (Assets Under Management)	$ 320,056,761

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sean Leonard

LPL FINANCIAL LLC

IAR

Hurst, TX

James Moore

EDWARD JONES

IAR

Ft Worth, TX

Robert Shannon

BRAZOS WEALTH ADVISORS LLC

IAR

FORT WORTH, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kelly N. Buchfink

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Nicole Buchfink's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST COMMAND ADVISORY SERVICES

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BROKERAGE SERVICES, INC.

FIRST COMMAND BANK

FIRST COMMAND BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

SWMG, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/17/2004

Series 63

Date: 5/15/2001

SIE

Date: 12/6/2017

Series 7

Date: 9/13/2017

Series 6

Date: 6/7/2001

Series 26

Date: 8/26/2014

Current Firm

SWMG, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SWMG, LLC

TRUST BUT VERIFY

Similar Advisors