BH
Barnabas D. Horton
FAS WEALTH PARTNERS
Leawood, KS 66224
Some features on this profile are disabled
CRD#: 4396243
BH
Professional summary
Barnabas D Horton JR, CFP®, who also goes by B. D. Horton, is a registered financial advisor currently at FAS WEALTH PARTNERS, INC. located in Leawood, Kansas.
Barnabas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Barnabas has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
B. D. Horton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- RAWLINS BANCSHARES HOLDING COMPANY, PO BOX 279, ATWOOD, KS 67730. On BOARD OF DIRECTORS, MINORITY SHAREHOLDER - S-CORP STOCK. IT IS NOT INVESTMENT-RELATED. INITIAL START DATE: 01/1990. APPROXIMATELY 4 HOURS PER MONTH ARE DEVOTED TO THIS BUSINESS, NONE DURING SECURITIES TRADING HOURS. - FARMERS BANK & TRUST, owned by Rawlins Bancshares Holding Company; NOT INVESTMENT-RELATED; PO BOX 279, ATWOOD, KS 67730; BANKING; BOARD OF DIRECTOR and several board committees including securities committee, which includes authority to direct bond trades on behalf of the bank. START DATE 1/1/2015; 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS; - FINANCIAL ADVISORY SERVICE, INC. (FAS), AN SEC REGISTERED INVESTMENT ADVISER, IS A FEE-BASED FINANCIAL PLANNING AND INVESTMENT MANAGEMENT FIRM FOR CLIENTS LOCALLY AND NATIONWIDE. FAS HAS COMMON OWNERSHIP OF ITS AFFILIATED BROKER/DEALER, FAS CORP. FAS CLIENTS INCLUDE CORPORATE EXECUTIVES, BUSINESS OWNERS, PROFESSIONALS, TRUSTS, RETIREES AND QUALIFIED PLAN ACCOUNTS. POSITION-IAR; 4747 W 135 STREET, SUITE 100, LEAWOOD, KS 66224; FAS IS INVESTMENT RELATED; - BDMR Property Investments LLC - Managing Member, active real estate investment entity; not investment related; formed 11/2020;
CRS (Client Relationship Summary) - RIA
Click below to view Barnabas D Horton JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
August 26, 2016 - Present
FAS WEALTH PARTNERS, INC.
Office #1: 4747 W 135 Street Suite 100, Leawood, KS 66224RIA
CRD#: 109796
Leawood, KS
Past
August 26, 2016 - December 9, 2022
FAS CORP.
BD
CRD#: 43536
LEAWOOD, KS
Past
March 11, 2002 - December 31, 2002
AMERICAN CENTURY BROKERAGE, INC.
BD
CRD#: 42846
KANSAS CITY, MO
Past
June 7, 2001 - August 16, 2016
AMERICAN CENTURY INVESTMENT SERVICES INC.
BD
CRD#: 17437
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FAS WEALTH PARTNERS, INC.
FAS | WWW.FASKC.COM | HTTPS://WWW.LINKEDIN.COM/COMPANY/FINANCIAL-ADVISORY-SERVICE-INC/ | FINANCIAL ADVISORY SERVICE, INC. D/B/A MAYFLOWER CAPITAL | FINANCIAL ADVISORY SERVICE INC | FAS WEALTH PARTNERS, INC. | FAS WEALTH PARTNERS
CRD#: 109796 / SEC#: 801-19282
RIA
Registered Investment Advisory firm - (7/21/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(8/26/2016)
IAR
Texas(1/22/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FW
FAS WEALTH PARTNERS, INC.
FAS | WWW.FASKC.COM | HTTPS://WWW.LINKEDIN.COM/COMPANY/FINANCIAL-ADVISORY-SERVICE-INC/ | FINANCIAL ADVISORY SERVICE, INC. D/B/A MAYFLOWER CAPITAL | FINANCIAL ADVISORY SERVICE INC | FAS WEALTH PARTNERS, INC. | FAS WEALTH PARTNERS
CRD#: 109796 / SEC#: 801-19282
RIA
Registered Investment Advisory firm - (7/21/1983 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4747 W 135 Street Suite 100, Leawood, KS 66224
Mailing Address
Phone number
(913) 239-2300
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,010 |
| AUM (Assets Under Management) | $ 3,085,389,748 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/01/2025 | ||
| 01/31/2024 | ||
| 01/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
