Douglas C. Bennett

BIG BLUE INVESTORS

FT. LAUDERDALE, FL

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CRD#: 4394977

Professional summary

Douglas Cormack Bennett is a registered financial advisor currently at BIG BLUE INVESTORS, LLC located in Ft. Lauderdale, Florida.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Douglas has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Cormack Bennett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 30, 2023 - Present

BIG BLUE INVESTORS, LLC

Office #2: 2598 E. Sunrise Blvd. Suite 2104, Ft. Lauderdale, FL 33304

RIA

CRD#: 326931

FT. LAUDERDALE, FL

Past

July 17, 2015 - October 14, 2022

SMEAD FUNDS DISTRIBUTORS, LLC

CRD#: 173734

Fort Lauderdale, FL

Past

October 1, 2013 - June 1, 2015

FIRST DOMINION CAPITAL CORP.

CRD#: 16330

RICHMOND, VA

Past

March 1, 2012 - August 20, 2012

CIC MARKET SOLUTIONS, INC.

CRD#: 47069

NEW YORK, NY

Past

April 26, 2004 - October 19, 2011

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

June 14, 2001 - April 26, 2004

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/12/2001

General Securities Representative Examination

Current Firm

BIG BLUE INVESTORS, LLC

ATLANTIC WEALTH ADVISORS, LLC | BIG BLUE INVESTORS, LLC

CRD#: 326931 / SEC#:

Florida

Registered Investment Advisory firm - (10/30/2023 Approved)

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Contact information

Main Address

Ft. Lauderdale, FL

Mailing Address

2598 E. Sunrise Blvd. Suite 2104, Ft. Lauderdale, FL 33304

Phone number

(305) 337-7009

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 312,543

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas C. Bennett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Cormack Bennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

BIG BLUE INVESTORS, LLC

SMEAD FUNDS DISTRIBUTORS, LLC

FIRST DOMINION CAPITAL CORP.

CIC MARKET SOLUTIONS, INC.

SG AMERICAS SECURITIES, LLC

COWEN AND COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/2023

Series 63

Date: 7/19/2001

SIE

Date: 10/1/2018

Series 7

Date: 6/12/2001

Current Firm

BIG BLUE INVESTORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BIG BLUE INVESTORS, LLC

TRUST BUT VERIFY

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