KM
Kimberly A. Melton
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
2802 N. Highland Ave Ste B, TN 38305
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CRD#: 4394894
KM
Professional summary
Kimberly Ann Melton, who also goes by Kimberly Ann Kyle, Kimberly Ann Melton Mrs., is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in 2802 N. Highland Ave Ste B, Tennessee and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Jackson, Tennessee.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kimberly has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kimberly Ann Kyle | Kimberly Ann Melton Mrs.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. KIM MELTON, 2802 N Highland Ave, Ste B, Jackson TN 38305, United States, 08/15/2012, Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 5 HR/MO TRADING 2. CAMBRIDGE INVESTMENT RESEARCH ADVISORS, 1776 Pleasant Plain Rd, Fairfield IA 52556, United States, 10/10/2022, Investment Advisor Representative, CIRA Affiliation, NIR, 80 HR/MO - 60 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Ann Melton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 2802 N. Highland Ave Ste B 2802 N. Highland Ave Ste B, TN, 38305RIA
CRD#: 134139
2802 N. Highland Ave Ste B, TN
Current
October 7, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 2802 N Highland Ave. Ste. B, Jackson, TN 38305BD
CRD#: 39543
Jackson, TN
Past
July 21, 2020 - March 31, 2023
STONEBRIDGE INVESTMENT ADVISORS, LLC
RIA
CRD#: 309119
JACKSON, TN
Past
August 20, 2012 - June 30, 2021
DOMINION PORTFOLIO MANAGEMENT, INC.
RIA
CRD#: 106918
JACKSON, TN
Past
August 10, 2012 - October 7, 2022
DOMINION INVESTOR SERVICES, INC.
BD
CRD#: 21548
JACKSON, TN
Past
March 24, 2011 - August 13, 2012
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
JACKSON, TN
Past
December 1, 2010 - August 13, 2012
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
JACKSON, TN
Past
March 27, 2008 - December 2, 2008
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
PARSONS, TN
Past
May 18, 2006 - January 24, 2008
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
MEMPHIS, TN
Past
October 1, 2001 - May 9, 2006
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/7/2022)
RR
Arkansas(10/7/2022)
RR
Florida(10/7/2022)
RR
Georgia(10/7/2022)
RR
Kentucky(10/7/2022)
RR
Mississippi(10/7/2022)
RR
Missouri(10/7/2022)
RR
Ohio(9/26/2024)
RR
South Carolina(10/16/2025)
RR
Tennessee(10/7/2022)
IAR
Tennessee(10/11/2022)
RR
Texas(10/7/2022)
IAR
Texas(10/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
