David B. Hough
Professional summary
David Brewster Hough is a registered financial professional currently at EAST WEST MARKETS, LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 2002. David has worked at 3 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Brewster Hough's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 14, 2022 - Present
EAST WEST MARKETS, LLC
Office #1: 535 Madison Avenue 8th Floor, New York, NY 10022Office #2: 135 Los Robles, Pasadena, CA 91101May 8, 2006 - May 23, 2007
PORTIGON SECURITIES INC.
April 22, 2004 - May 6, 2004
PORTIGON SECURITIES INC.
August 6, 2002 - January 16, 2004
SWISS RE CAPITAL MARKETS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/19/2024)
(1/19/2024)
(1/1/2024)
(1/19/2024)
Exams
Series 99TO
Date: 10/31/2023
Operations Professional ExaminationSeries 7TO
Date: 9/14/2022
General Securities Representative ExaminationFINRA
Current Firm
EAST WEST MARKETS, LLC
CRD#: 146871 / SEC#: , 8-67858
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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