Michael S. Wiggins
Professional summary
Michael Scott Wiggins, who also goes by Michael Scott Wiggins, Mike Wiggins, Michael Wiggins, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Granby, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in West Hartford, Connecticut.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 16 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Wiggins's CRS (Customer Relationship Summary).
Certified licenses
Education
North Carolina State University
Bachelor of Science (BS) - Business Management
2000
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 29 S Main Street Ste A02 Town Center, West Hartford, CT 06107-4211October 19, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 29 South Main Street Ste A02 Town Center, West Hartford, CT 06107November 3, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
August 1, 2013 - September 30, 2021
VOYA FINANCIAL ADVISORS, INC.
August 1, 2013 - September 30, 2021
VOYA FINANCIAL ADVISORS, INC.
January 31, 2012 - October 7, 2013
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
January 30, 2012 - October 7, 2013
VOYA RETIREMENT ADVISORS, LLC
January 30, 2012 - October 7, 2013
VOYA FINANCIAL PARTNERS, LLC
January 30, 2012 - October 7, 2013
VOYA RETIREMENT ADVISORS, LLC
January 30, 2012 - October 7, 2013
VOYA FINANCIAL PARTNERS, LLC
January 30, 2012 - October 7, 2013
SLD AMERICA EQUITIES, INC.
January 30, 2012 - October 7, 2013
DIRECTED SERVICES LLC
September 29, 2009 - January 3, 2012
OSAIC FS, INC.
September 1, 2009 - January 3, 2012
OSAIC FA, INC.
September 1, 2009 - January 3, 2012
OSAIC FA, INC.
November 5, 2008 - August 27, 2009
MSI FINANCIAL SERVICES, INC.
October 29, 2008 - August 27, 2009
MSI FINANCIAL SERVICES, INC.
July 25, 2008 - October 16, 2008
EQUITABLE ADVISORS, LLC
April 1, 2006 - June 24, 2008
METLIFE INVESTORS DISTRIBUTION COMPANY
October 15, 2002 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
May 10, 2001 - October 12, 2001
TRUIST INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2024)
(5/6/2022)
(10/19/2021)
(3/31/2025)
(1/4/2025)
(1/7/2022)
(1/5/2024)
(4/18/2022)
(10/19/2021)
(3/25/2023)
(1/4/2025)
(1/7/2022)
(6/24/2022)
(1/6/2023)
(1/4/2025)
(5/6/2022)
(3/31/2025)
(9/9/2022)
(1/7/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial Consultant ICRD#: 104555Granby, CTTRUST BUT VERIFY
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