Scott N. Beesley
GATEWAY WEALTH PARTNERS
Grass Valley, CA 95949
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CRD#: 4393919
Professional summary
Scott Nicholas Beesley, CFP®, who also goes by Scott N Beesley, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Grass Valley, California and LPL FINANCIAL LLC located in Grass Valley, California.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Scott has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott N Beesley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 09/25/2023 - Gateway Financial Partners LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 160 Hr/Mth 2) 09/25/2023 - Logi Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - At Reported Business Location(s) - Start: 04/2023 3) 11/27/2023 - Gateway Wealth Partners - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/9/2020 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 11/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Scott Nicholas Beesley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
November 6, 2023 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 908 Taylorville Rd. Suite 205b, Grass Valley, CA 95949RIA
CRD#: 322789
Grass Valley, CA
Current
November 6, 2023 - Present
LPL FINANCIAL LLC
Office #1: 908 Taylorville Rd, Suite 105, Grass Valley, CA 95949RIA
BD
CRD#: 6413
GRASS VALLEY, CA
Past
May 1, 2019 - November 30, 2023
ROBERT W. BAIRD & CO. INCORPORATED
RIA
CRD#: 8158
GRASS VALLEY, CA
Past
May 1, 2019 - November 30, 2023
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
GRASS VALLEY, CA
Past
April 16, 2015 - May 8, 2019
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
GRASS VALLEY, CA
Past
April 16, 2015 - May 8, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
GRASS VALLEY, CA
Past
July 12, 2013 - July 18, 2013
OSAIC WEALTH, INC.
RIA
CRD#: 23131
ROCHESTER HILLS, MI
Past
July 12, 2013 - April 2, 2015
OSAIC WEALTH, INC.
BD
CRD#: 23131
ROCHESTER HILLS, MI
Past
April 3, 2012 - September 4, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MINNEAPOLIS, MN
Past
June 4, 2010 - September 4, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
January 2, 2009 - June 4, 2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
BD
CRD#: 840
MINNEAPOLIS, MN
Past
June 21, 2007 - January 2, 2009
RIVERSOURCE DISTRIBUTORS, INC.
BD
CRD#: 139135
MINNEAPOLIS, MN
Past
May 30, 2006 - June 8, 2006
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
FORT LAUDERDALE, FL
Past
June 21, 2001 - February 27, 2006
HANTZ FINANCIAL SERVICES, INC.
BD
CRD#: 46047
SOUTHFIELD, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/6/2023)
IAR
California(11/6/2023)
RR
Colorado(11/6/2023)
RR
Georgia(11/6/2023)
RR
Hawaii(11/6/2023)
RR
Michigan(11/6/2023)
RR
Minnesota(5/3/2024)
RR
Nevada(11/16/2023)
RR
Oregon(11/6/2023)
RR
Utah(11/6/2023)
RR
Virginia(11/6/2023)
RR
Washington(11/6/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GATEWAY WEALTH PARTNERS, LLC
CRD#: 322789Grass Valley, CA 95949TRUST BUT VERIFY
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