GH
Gary Hall
SIEBERT WILLIAMS SHANK & CO.
ST LOUIS, MO 63102
Some features on this profile are disabled
CRD#: 4393662
GH
Professional summary
Gary Hall is a registered financial professional currently at SIEBERT WILLIAMS SHANK & CO., LLC located in St Louis, Missouri.
Gary is registered as a RR (Registered Representative) and started their career in finance in 2001. Gary has worked at 4 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 50, Series 7, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gary Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 12, 2013 - Present
SIEBERT WILLIAMS SHANK & CO., LLC
Office #1: 100 South 4th Street Suite 550, St Louis, MO 63102Office #2: One Liberty Place 1717 Arch St Three Logan Square 3425c, Philadelphia, PA 19103Office #3: 625 N. Michigan Avenue Suite 2350, Chicago, IL 60611Office #4: 660 South Figueroa Street Suite 1720, Los Angeles, CA 90017Office #5: 1901 Harrison St, Suite 1400, Oakland, CA 94612BD
CRD#: 42568
ST LOUIS, MO
Past
October 1, 2008 - June 7, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SAN FRANCISCO, CA
Past
July 1, 2004 - October 1, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
SAN FRANCISCO, CA
Past
May 17, 2001 - July 1, 2004
BANC ONE CAPITAL MARKETS, INC.
BD
CRD#: 23065
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/12/2013)
RR
Alaska(6/12/2013)
RR
Arizona(6/12/2013)
RR
Arkansas(6/12/2013)
RR
California(6/12/2013)
RR
Colorado(6/12/2013)
RR
Connecticut(6/12/2013)
RR
Delaware(6/12/2013)
RR
District of Columbia(6/12/2013)
RR
Florida(6/12/2013)
RR
Georgia(6/12/2013)
RR
Hawaii(6/12/2013)
RR
Idaho(6/12/2013)
RR
Illinois(6/12/2013)
RR
Indiana(6/12/2013)
RR
Iowa(6/12/2013)
RR
Kansas(6/12/2013)
RR
Kentucky(6/12/2013)
RR
Louisiana(6/12/2013)
RR
Maine(6/12/2013)
RR
Maryland(6/12/2013)
RR
Massachusetts(6/12/2013)
RR
Michigan(6/12/2013)
RR
Minnesota(6/12/2013)
RR
Mississippi(6/12/2013)
RR
Missouri(6/12/2013)
RR
Montana(6/12/2013)
RR
Nebraska(6/12/2013)
RR
Nevada(6/12/2013)
RR
New Hampshire(6/12/2013)
RR
New Jersey(6/12/2013)
RR
New Mexico(6/12/2013)
RR
New York(6/12/2013)
RR
North Carolina(6/12/2013)
RR
Ohio(6/12/2013)
RR
Oklahoma(6/12/2013)
RR
Oregon(6/12/2013)
RR
Pennsylvania(6/12/2013)
RR
Puerto Rico(6/12/2013)
RR
Rhode Island(6/12/2013)
RR
South Carolina(6/12/2013)
RR
Texas(6/12/2013)
RR
Utah(6/12/2013)
RR
Vermont(6/12/2013)
RR
Virginia(6/12/2013)
RR
Washington(6/12/2013)
RR
West Virginia(6/12/2013)
RR
Wisconsin(6/12/2013)
RR
Wyoming(6/12/2013)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SIEBERT WILLIAMS SHANK & CO., LLC
SIEBERT CISNEROS SHANK & CO., L.L.C. | SIEBERT, BRANDFORD, SHANK & CO., L.L.C. | SIEBERT WILLLIAMS SHANK | SIEBERT WILLIAMS SHANK & CO., LLC
CRD#: 42568 / SEC#: , 8-49877
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
100 Wall Street 18th Floor, New York, NY 10005
Mailing Address
100 Wall Street 18th Floor, New York, NY 10005
Phone number
(646) 775-4850
Established
Delaware since 03/10/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | |
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 |
| HALL, GARY | CO-PRESIDENT | 4393662 |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
