Mark Kenneth Linville

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years registered in the securities industry

Current & Past Employments

Current

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

123 East Broadway, Randolph, NE 68771

June 14, 2024 - Present

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

123 East Broadway, Randolph, NE 68771

June 14, 2024 - Present

Past

SECURITIES AMERICA ADVISORS, INC.Past·CRD# 110518

RIA

Randloph, NE

October 27, 2006 - June 14, 2024

SECURITIES AMERICA, INC.Past·CRD# 10205

BD

Randolph, NE

October 18, 2006 - June 14, 2024

EQUITABLE ADVISORS, LLCPast·CRD# 6627

RIA

Randolph, NE

February 8, 2002 - October 26, 2006

EQUITABLE ADVISORS, LLCPast·CRD# 6627

BD

Randolph, NE

May 17, 2001 - October 26, 2006

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Current Firm

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone Number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

8,979

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (11/6/2026)

SIGNATOR MANAGED ACCOUNT PLATFORM (8/28/2026)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER	—
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
REID, SHANNON	CEO, PRESIDENT, DIRECTOR	4815189
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory Assets Under Management

Total Number of Accounts

850,797

AUM (Assets Under Management)

$234,858,518,740

Disclosures

Regulatory Event

51

Arbitration

31

Bond

7

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. SYC OF NORTHERN NEBRASKA POSITION: Leader NATURE: Disabled kids camp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/27/2016 ADDRESS: 87979 Red Wing Road, Long Pine NE 69217 DESCRIPTION: Disabled kids camp 2. NOTARY PUBLIC POSITION: Notary Public NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/24/2024 ADDRESS: 102 East Broadway, P.O. Box 5, Randolph NE 68771, United States DESCRIPTION: Notary Public 3. NEBRASKA BANKERS ASSOCIATION POSITION: Chair-Elect NATURE: Trade association for Nebraska banks INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2024 ADDRESS: 233 S 13th St, Lincoln NE 68508, United States DESCRIPTION: Oversee the activities of the trade association. 4. 1ST RENTAL SERVICES LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/28/2024 ADDRESS: 123 E Broadway, Randolph NE 68771, United States DESCRIPTION: Two townhomes that are used as rental properties 5. 1ST FINANCIAL SERVICES POSITION: Owner NATURE: Insurance Sales. Agent.- Located at 102 E BROADWAY STREET RANDLOPH NE 68771 INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 10/01/1992 ADDRESS: 102 East Broadway, P.O. Box 5, Randolph NE 68771, United States DESCRIPTION: Insurance sales and service. 6. DEAN OSTRANDER MINISTRIES POSITION: Camp Leader NATURE: Youth Camp Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/27/2016 ADDRESS: Davis Creek, North Loup NE 68859, United States DESCRIPTION: Volunteer at youth camp at Davis Creek near Merritt Reservoir for 3 days each summer 7. HOMESTEAD BANK POSITION: Loan Committee Member NATURE: Corporation, commercial bank. INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/06/2026 ADDRESS: 102 East Broadway, Randolph NE 68771, United States DESCRIPTION: Sit on bank board and review credits on behalf of the bank. I was the President of First State Bank and it sold to Homestead Bank on July 31, 2026. First State Bank was an approved OBA for over 20 years. They buyers of First State Bank requested I serve in a minor role in their lending function since I did the job for 34 years. The job is temporary but will help the new bank in the merger. Basically a much smaller job that what I was previously approved for with First State Bank.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Colorado
(6/14/2024)

RR

Iowa
(6/14/2024)

RR

Minnesota
(6/14/2024)

RR

Nebraska
(6/14/2024)

IAR

Nebraska
(6/14/2024)

RR

South Dakota
(10/13/2026)

IAR

South Dakota
(10/13/2026)

IAR

Texas
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.