SJ
Samuel F. Jones
ALPHACORE CAPITAL LLC
Glendale, CO 80246
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CRD#: 4392970
SJ
Professional summary
Samuel Franklin Jones is a registered financial advisor currently at ALPHACORE CAPITAL LLC located in Glendale, Colorado.
Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Samuel has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Jones is dually registered with AlphaCore as a Senior Wealth Advisor and All Season Financial Advisors, Inc. (Founder and President) to facilitate a transition of employment and client agreements from All Season to AlphaCore. Until the closing (anticipated December 3, 2024) Mr. Jones will be working full time jointing servicing clients on behalf of both registered investment advisory firms to complete the transition (investment related).
CRS (Client Relationship Summary) - RIA
Click below to view Samuel Franklin Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2024 - Present
ALPHACORE CAPITAL LLC
Office #1: 4500 Cherry Creek Drive South Suite 1070, Glendale, CO 80246RIA
CRD#: 174346
Glendale, CO
Past
January 1, 1999 - December 9, 2024
ALL SEASON FINANCIAL ADVISORS, INC.
RIA
CRD#: 110404
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHACORE CAPITAL LLC
ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS
CRD#: 174346 / SEC#: 801-108468
RIA
Registered Investment Advisory firm - (9/28/2016 Approved)California
Registered Investment Advisory firm - (11/9/2016 Terminated)Illinois
Registered Investment Advisory firm - (9/28/2016 Terminated)Indiana
Registered Investment Advisory firm - (10/13/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/16/2024)
IAR
Colorado(10/16/2024)
IAR
Texas(10/16/2024)
Exams
Current Firm
AC
ALPHACORE CAPITAL LLC
ALPHACORE CAPITAL LLC | ALPHACORE WEALTH ADVISORY | ALPHACORE WEALTH ADVISORS
CRD#: 174346 / SEC#: 801-108468
RIA
Registered Investment Advisory firm - (9/28/2016 Approved)California
Registered Investment Advisory firm - (11/9/2016 Terminated)Illinois
Registered Investment Advisory firm - (9/28/2016 Terminated)Indiana
Registered Investment Advisory firm - (10/13/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1200 Prospect St Suite 200, La Jolla, CA 92037
Mailing Address
Phone number
(858) 875-4100
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,249 |
| AUM (Assets Under Management) | $ 6,060,926,747 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
