Eric Sean Davis
CIMA®Professional Summary
Eric Sean Davis, CIMA® is a registered financial advisor currently at SDR CAPITAL MARKETS, LLC located in Greenwood Village, Colorado. Eric is registered as a RR (Registered Representative) and started their career in finance in 2001. Eric has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Credentials
Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
SDR CAPITAL MARKETS, INC. | SDR CAPITAL MARKETS, LLC
Contact Information
Main Address
5613 Dtc Parkway, Suite 830, Greenwood Village, CO 80111Mailing Address
5613 Dtc Parkway, Suite 830, Greenwood Village, CO 80111Phone Number
(720) 221-9220Established
Colorado since 01/13/2014Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/17/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jun 2021About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eric Sean Davis's CRS (Customer Relationship Summary).
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